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  5. 7 June 2024

    Scam basics

    This FMA webpage talks about types of scams, how to avoid being scammed, how to report a scam, COVID-19 scams and how to have a scam warning removed.
    Tags
    Consumer, Scams
    Type
    Page

  7. 28 November 2016

    FMA releases Audit Quality Monitoring report

    The FMA’s 2016 Audit Quality Report reflects that improvements continue to be made in audit quality. The report shows the sector is increasingly aligned with the expectations of the FMA and international auditing standards and global best practice. However, it also notes that files reviewed still show that further improvement is necessary.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  9. 15 December 2022

    ASX 24 derivatives market and SGX-DT reviews released

    FMA has published the findings of its market operator obligations reviews for the Australian Securities Exchange Limited (ASX 24 derivatives market) and Singapore Exchange Derivatives Trading Limited (SGX-DT dairy derivatives market).
    Tags
    Media release, Reports and Papers, Roles, Business, Market operator, News & Insights
    Type
    Page

  10. 28 June 2022

    Is your money next on cyber attackers’ hit list?

    James Greig, FMA Director of Supervision talks about cyber attack risks.
    Tags
    Directors, Derivative Issuer, Discretionary investment management scheme (DIMS), Financial Adviser, KiwiSaver providers, Banking, Licensing & registration, Insurance Providers, Roles, Business, Managed investment schemes, Market operator, News & Insights, Peer-to-peer lending service providers, Supervisor
    Type
    Page, Guidance

  11. 18 May 2022

    Fund managers’ inconsistent performance measurement and cost of fees reduces benefits to investors

    The managers of New Zealand managed investment schemes (MIS or KiwiSaver/fund managers) are showing repeatable performance, relative to appropriate market indices. However, the benefits of their skill to investors in some funds is reduced by fees, and the costs of commission paid by managers to third parties.
    Tags
    Roles, Media release, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  12. 23 September 2021

    Credit card repayment insurance a poor value product, customers urged to check policies

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - is urging an estimated 200,000 New Zealanders who have credit card repayment insurance (CCRI) to check if they still need the product, after a review found it to be poor value.
    Tags
    Financial Adviser, Roles, Insurance, Media release, Business, Consumer, News & Insights
    Type
    Page

  13. 15 February 2023

    FMA finalises regulatory return questionnaire for licensed Financial Advice Providers

    Following consultation on the proposed standard licence conditions for all classes of Financial Advice Providers (FAPs), the Financial Markets Authority (FMA) confirmed the information FAPs must provide in their regulatory returns.
    Tags
    Media release, Authorised body under a FAP, Financial Advice Provider, Roles, Business, News & Insights
    Type
    Page

  14. 10 May 2023

    FMA censures Aurora Financial Group Limited for misleading clients

    FMA has censured Aurora Financial Group Limited (Aurora Financial) for misleading existing and potential clients about KiwiSaver returns.
    Tags
    Media release, Financial Advice Provider, Financial Adviser, Censure, Roles, Powers, Business, News & Insights, Enforcement
    Type
    Page