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  4. 30 November 2012

    Further charges laid in Belgrave Finance investigation

    Hugh Edward Staples Hamilton (61) has appeared at the Auckland District Court today charged with fraud following the 2008 collapse of Belgrave Finance Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  5. 16 May 2014

    Finance company legal adviser found guilty of fraud

    Hugh Edward Staples Hamilton (62) has been found guilty at the Auckland High Court of 14 charges arising out of the collapse of Belgrave Finance Limited. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  6. 13 June 2013

    Charges laid today against David Ross

    Charges laid in the Wellington District Court against David Robert Gilmour Ross. The charges laid by the Serious Fraud Office (SFO) allege he operated a $400 million Ponzi scheme. They follow a joint agency investigation between SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  9. 10 March 2021

    Consultation: New financial advice regime exemptions

    The Financial Services Legislation Amendment Act 2019 (FSLAA) will introduce a new regulatory regime for financial advice. We are considering where FMC Act exemptions may be useful to support the effective operation of the new regime.
    Tags
    New Financial Advice regime, Business
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    Page

  11. 10 October 2022

    Ethical investing

    Ethical investing, responsible investing, green finance, sustainable investing, social investing, ESG. Whatever you call it, many of us are keen to align our investment choices to our values. But before you jump in because an investment claims to be ‘ethical’, take a deeper look at what you’re investing in and other factors you may need to consider.
    Tags
    Bonds, Ways to invest, Investing, Consumer
    Type
    Page

  12. 29 August 2013

    David Ross pleads guilty

    Wellington financial adviser David Robert Gilmour Ross (63) today pleaded guilty in the Wellington District Court to charges laid by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  13. 15 November 2013

    David Ross sentenced for New Zealand’s largest ever Ponzi

    David Robert Gilmour Ross (63) has been sentenced in the Wellington District Court to 10 years and 10 months of imprisonment following a joint agency investigation by the SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page