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  5. 13 May 2020

    Campaign to raise scam awareness among Pacific communities as reports rise

    The FMA has seen a steady increase in complaints about a variety of scams since the beginning of March. The most reported scam was a cryptocurrency campaign on social media using fake news articles and false celebrity endorsements to promote Bitcoin investments.
    Tags
    Cryptocurrencies, FMA stories, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page

  6. 14 September 2015

    Research reports for IPOs under the Financial Markets Conduct Act 2013

    Research reports for IPOs information sheet discuss the availability of research reports about issuers on initial public offerings (IPOs). It is intended for issuers, research analysts and brokers.
    Tags
    Offer information, Offer disclosure for equity and debt offers, Roles, Offers of financial products, Business
    Type
    Page, Guidance

  7. 29 June 2017

    Annual review of NZX published

    Annual review 2017 of whether NZX met its statutory obligations as a licensed market operator.
    Tags
    Governance, Market operator, Roles, Media release, Business, FMA, News & Insights
    Type
    Page

  8. 25 August 2022

    Annual Corporate Plan

    Our Annual Corporate Plan provides details of the FMA’s priority outcomes and intended programme of work for the financial year.
    Tags
    Type
    Page, Corporate publications, Annual corporate plan

  9. 15 April 2019

    2019 Annual Letter of expectations

    Annual letter of expectations from the Minister April 2019
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  10. 18 March 2013

    2013 Annual letter of expectations

    Annual letter of expectation 2013 written by the Minister to the FMA.
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  11. 25 September 2020

    Kiwisaver Annual Report 2020

    The report details the principal matters transacted under the Act during the year ended 30 June 2020, and contains the
    sixth annual summary of the statistical returns, required to be lodged by KiwiSaver schemes under section 125 of the Act.
    Tags
    Monitoring, Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, Business, News & Insights
    Type
    PDF

  12. 29 October 2014

    FMA Annual Report 2014

    FMA Annual Report 2014,
    Tags
    Type
    PDF, Annual report, Corporate publications

  13. 16 December 2020

    FMA Annual Report 2020

    The 2020 FMA Annual Report highlights our key work from the 2019/2020 financial year, including our response to the COVID-19 crisis, and a range of enforcement activity.
    Tags
    Type
    PDF, Annual report, Corporate publications

  14. 23 July 2019

    Annual Corporate Plan 2019

    This Annual Corporate Plan sets out our activities that will promote our strategic priorities, address regulatory risks and harms, and deliver sector outcomes.
    This plan should be read alongside our Strategic Risk Outlook (see below), which provides our medium-term view of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    FMA
    Type
    PDF

  15. 28 June 2018

    Annual review of NZX published

    NZX generally complied with its obligations during the review period. However, a lack of market experience in its market surveillance function meant NZX did not meet its obligation to have adequate arrangements to monitor the conduct of participants on, or in relation to its markets.
    Tags
    Media release, Roles, Business, Market operator, News & Insights
    Type
    Page