Search results

Found 2229 results. Displaying page 26 of 149

1. 14 October 2016

   Financial Markets Conduct (Licensed Independent Corporate Trustees of Restricted Schemes) Exemption Notice 2016

   Financial Markets Conduct (Licensed Independent Corporate Trustees of Restricted Schemes) Exemption Notice 2016 expired

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

2. 28 September 2015

   Consultation Corporate vehicles used to manage costs in communal facilities for real property FMC Act designation and exemption

   This consultation is for real estate developers, property
   investors and agents, legal advisers and those involved in
   property development. It aims to seek views on whether corporate vehicles used to manage costs associated with communal facilities should be exempted from FMC Act regime

   Tags

   Consultations, Business

   Type

   PDF

3. 1 December 2014

   Transition to FMC Act Corporate debt issuers continuous or open offers Information Sheet.1.1

   Overview of transitional timeline for Corporate debt issuers transitioning to FMC Act.

   Tags

   Derivative Issuer, Roles, Offer information, Business

   Type

   PDF, Information Sheet

4. 15 November 2018

   Presentation by Rob Everett to the Institute of Directors, Wellington

   Presentation by FMA CE, Rob Everett to the Institute of Directors, Wellington in 2018.

   Tags

   Directors, Roles, Speeches and presentations , Business, News & Insights

   Type

   Page

5. 13 December 2016

   Consultation complete on FMA’s conduct guide: final document to be published in new year

   Earlier this year the FMA consulted on a guide on good conduct, signalling to New Zealand financial services providers what to expect from interaction and engagement with the conduct regulator.

   Tags

   Conduct, Media release, Business, News & Insights

   Type

   Page

6. 5 May 2017

   FMC (NZX Main Board/Debt Market Listing Rules) Approval of Rule Change Notice 2017)

   The changes approved in this notice are: a new NZX Corporate Governance Code that will replace existing Appendix 16 to the Listing Rules, changes to the Listing Rule 10.4.5, changes to references to the title of Appendix 16, and correction of a typographical error.

   Tags

   FMC Act, Legislation, Business

   Type

   PDF, Notice

7. 7 November 2016

   Presentation by Rob Everett to Workplace Savings 2016 Annual Conference

   FMA CE, Rob Everett, talks at the Workplace Savings 2016 Annual Conference.

   Tags

   Speeches and presentations , News & Insights

   Type

   Page

8. 11 November 2020

   Derek Grantham speaking at the Mortgage Link & Insurance Link Conference

   Transcript of FMA's Derek Grantham speech at the 2020 Mortgage Link & Insurance Link Conference.
   

   Tags

   New Financial Advice regime, Financial Adviser, Roles, Speeches and presentations , Business, News & Insights

   Type

   Page

9. 21 October 2021

   New climate-related disclosure regime expands FMA’s responsibilities

   The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko acknowledges the passage of the third reading of the Financial Sector (Climate-related Disclosures and Other Matters) Amendment Bill.

   Tags

   Directors, Roles, Legislation, Climate related disclosure, Media release, Business, News & Insights

   Type

   Page

10. 16 August 2011

    Nationwide anti-money laundering seminars help businesses prepare for new law

    Financial service businesses will be learning about the need to tighten up customer identification processes and look out for suspicious financial transactions in a series of seminars around the country that started in Wellington on Monday.

    Tags

    AML/CFT, Media release, Roles, Business, News & Insights

    Type

    Page

11. 21 December 2023

    FMA warns of increase in fake product disclosure statement scams targeting New Zealanders

    The FMA is urging New Zealanders to remain vigilant and protect themselves from investment scams this holiday season.

    Tags

    Media release, Investor warning, Consumer, News & Insights

    Type

    Page

12. 26 July 2021

    Reserve Bank and FMA consult on implementing new law to safeguard the ’plumbing’ of the financial system

    Groups with an interest in the financial market transactions and payments are being asked for their views on how a new law governing the ‘plumbing’ of the financial system should be implemented.

    Tags

    Financial market infrastructures, Roles, Media release, Business, News & Insights

    Type

    Page

13. 31 August 2022

    NEW GROUND CAPITAL LIMITED

    NEW GROUND CAPITAL LIMITED is an AML reporting entity

    Tags

    AML/CFT, Reporting entities, Roles, Business

    Type

    Page

14. 31 August 2022

    New Ground Capital DBG

    New Ground Capital DBG including: New Ground Capital Limited, NZ Residential Property Fund Limited, and New Ground SME Partnerships Fund Limited

    Tags

    AML/CFT, Roles, Designated Business Group (DBG), Business

    Type

    Page

15. 13 October 2022

    Offers of financial products

    Issuers are involved in first making a financial product available. They include a debt security, an equity security, a managed investment product, and a derivative. View more about offers of financial product and obligations of those offering financial products in New Zealand on this page.

    Tags

    Offer information, Offer disclosure for equity and debt offers, Roles, Business

    Type

    Page