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Found 2229 results. Displaying page 134 of 149

  2. 4 October 2018

    Gold and other commodities

    Commodities like gold are often used to spread risk because their price tends to move at different times to other types of investments. But investing in commodities is not low risk. Understand the risks and what to look out for here.
    Tags
    Gold, Ways to invest, Investing, Consumer
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  3. 15 March 2021

    How do I find an adviser?

    There are a number of ways you can choose a Financial Advice Provider. The key is to know what you want to achieve from that advice, then do your homework to make sure you choose a Financial Advice Provider who meets your needs.
    Tags
    Financial advice, Get advice, Mortgage advice, Insurance advice, Investment advice, Investing, Consumer
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  4. 11 June 2024

    FMA opens consultation on proposed standard conditions for Derivatives Issuers

    The FMA is seeking feedback on potential changes to the standard conditions imposed on Derivative Issuer (DI) licences. The changes relate to leverage and the suitability of investors for derivative trading.
    Tags
    Media release, Derivative Issuer, Consultations, Roles, Compliance, Business, News & Insights
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  5. 28 August 2017

    Prince & Partners admits failings as Viaduct Trustee, FMA recovers $4.5 million

    Prince and Partners Trustee Company has admitted a series of failings in its role as trustee of Viaduct, a finance company that went into receivership in 2010. The civil proceedings brought by the FMA against Prince have been settled for $4.5 million. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
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  6. 16 November 2017

    Consultation paper: Proposed exemption to facilitate personalised digital advice

    Consultation paper: Proposed exemption to facilitate personalised digital advice. We are now open for applications by providers for the exemption. Read more about it here.
    Tags
    Financial Advice Provider, Financial Adviser, Interposed persons under new financial advice regime, Consultations, Roles, Business
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  7. 16 November 2022

    FMA finds continuing improvements to audit quality

    FMA releases Audit Quality Monitoring Report for 2021/22, Findings show that audit firms have improved their record keeping.
    Tags
    Auditors, Media release, Reports and Papers, Roles, Directors, Business, News & Insights
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  8. 26 March 2021

    Insider trading

    How insider trading and other illegal insider conduct undermines the fairness of investment markets, and what the Financial Markets Authority does to stop it.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
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  9. 10 October 2019

    KiwiSaver providers respond on member engagement but little movement on fees

    The Financial Market Authority (FMA) has published its annual KiwiSaver report for the year to the end of March 2019, showing a welcome increase in default member engagement, but few signs of a reduction in fees.
    Tags
    Media release, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights
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  10. 22 March 2018

    FMA publishes review of adviser conduct in life insurance

    The FMA has issued warnings to four registered financial advisers in relation to providing advice on replacement insurance policies, for breaches of the obligation in section 33 of the Financial Advisers Act 2008 to exercise care, diligence and skill.
    Tags
    Media release, Conduct, Business, News & Insights
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  11. 27 October 2021

    FMA investor profile - Imogen O’Neill

    We talk to investor and PR Director, Imogen O’Neill in this FMA Investor Profile.
    Tags
    Investor information, Article, Consumer, News & Insights
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  12. 12 May 2020

    Samena lost $2300 to a cryptocurrency scam

    Samena lost $2,300 after a co-worker she looked up to as an “older sister” talked her into giving money to a global cryptocurrency scam called OneCoin.
    Tags
    Consumer, Scams
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  13. 13 November 2018

    Crowdfunding

    Crowdfunding works by many people (the crowd) putting in small amounts of money to raise funds for a company or project.
    When you put money into an equity crowdfunding project, you're buying shares. Typically this will be in small or start-up businesses, meaning you become a part owner of the business. It's important to understand the risks of investing in crowdfunding. Read more here.
    Tags
    Crowdfunding, Consumer
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  14. 7 June 2024

    Scam basics

    This FMA webpage talks about types of scams, how to avoid being scammed, how to report a scam, COVID-19 scams and how to have a scam warning removed.
    Tags
    Consumer, Scams
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  15. 15 August 2023

    Transparency statement on information gathering

    This transparency statement explains how the FMA collects, uses and shares information gathered about members of the public or other entities in accordance with the Information Gathering Model Standards issued by the State Services Commission (SSC) for information gathering.
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