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Found 4120 results. Displaying page 270 of 275

  1. 10 October 2016

    Consultation paper: Regulatory returns for prescribed intermediary services

    Consultation paper: Regulatory returns for prescribed intermediary services. We are seeking feedback from licensed crowdfunding and peer-to-peer lending service providers on the information they will have to supply in their annual regulatory returns.
    Tags
    Crowdfunding providers, Conduct, Roles, Consultations, Business, FMA, Peer-to-peer lending service providers
    Type
    Page

  2. 16 June 2023

    Ice Futures Europe review

    Ice Futures Europe (IFEU) is licensed to operate the IFEU derivatives market (the derivatives market) in New Zealand. We are required to report, at least once every two years, on how well IFEU is meeting its obligations as a licensed market operator. View the report on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  3. 16 June 2023

    Ice Futures US review

    The FMA was required to report, at least once every two years, on how well ICE Futures U.S., Inc. (IFUS) was meeting its obligations as a licensed market operator. View the report on this page.
    Tags
    Roles, Reports and Papers, Business, Market operator, News & Insights
    Type
    Page, Report

  4. 26 June 2018

    Tricom Securities Limited

    26 June 2018, We have received a report about a representative of the entity/website making unsolicited calls to New Zealand residents and offering to invest in shares. It could be involved in a scam.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  5. 1 January 2011

    Kensington Group Inc

    Kensington Group Inc is a suspected scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 25 June 2020

    www.aintreefinance.com

    www.aintreefinance.com has hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 21 August 2020

    acentrustltd.com

    https://acentrustltd.com/ may be operating a scam
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 7 September 2020

    AFOManagement

    AFOManagement and its website have the hallmarks of a scam
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 29 August 2023

    Cryptotrusthub – Imposter website, unreasonable withdrawal fees

    We are aware that a New Zealand resident who put money into Cryptotrusthub has had difficulty withdrawing funds. We are concerned that Cryptotrusthub has features of a scam.
    Tags
    Imposter website, Investor warning, Consumer, Scams
    Type
    Page

  14. 14 February 2023

    Guidance and expectations for keeping proper accounting records

    Guidance and expectations to help FMC reporting entities to meet their statutory requirement to keep proper accounting records at all times.
    Tags
    Auditors, Offer disclosure for equity and debt offers, Roles, Business
    Type
    Page, Guidance, Financial reporting

  15. 20 October 2022

    Thematic review of use of the wholesale investor exclusion

    Findings from the FMA’s thematic review of wholesale offers of financial products, along with guidance for offerors and those who provide confirmation for eligible investor certificates.
    Tags
    Fair dealing, Offer information, Offer disclosure for equity and debt offers, Roles, Offers of financial products, Reports and Papers, Managed Investment Schemes, Supervisors, Business, News & Insights
    Type
    Page, Guidance