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Found 6348 results. Displaying page 397 of 424

1. 9 October 2023

   Smart Money - Uncancellable subscription, undelivered service, suspicious testimonials

   We have been made aware that several New Zealand residents who have subscribed to Smart Money and requested the “emergency cash” service but Smart Money has not sent the “emergency cash” to the requesters/subscribers.

   Tags

   Suspected scam, Investor warning, Consumer, Scams

   Type

   Page

2. 29 September 2015

   Consultation paper: Proposed FMC Act designation & exemption for companies used to manage costs in real property communal facilities

   Consultation paper: Proposed FMC Act designation & exemption for companies used to manage costs in real property communal facilities. Read more here.

   Tags

   Designations, FMC Act, Legislation, Consultations, Business

   Type

   Page

3. 19 August 2020

   RB Options

   We are concerned that RB Options and www.rboptions.com (the website) has the hallmarks of a scam.

   Tags

   Suspected scam, Scams

   Type

   Page

4. 31 August 2022

   Securities Act (Works Superannuation Scheme)

   Securities Act (Works Superannuation Scheme) expired exemption notice

   Tags

   Exemptions, Secondary legislation, Business

   Type

   Page

5. 7 September 2020

   AFOManagement

   AFOManagement and its website have the hallmarks of a scam

   Tags

   Suspected scam, Scams

   Type

   Page

6. 6 September 2018

   Forestlands companies placed in liquidation by High Court

   The High Court in Nelson has placed Forestlands companies 2-12 and 14-20 into liquidation. Read more.

   Tags

   Media release, Cases, News & Insights, Enforcement

   Type

   Page

7. 7 August 2014

   Brian Henry admits market manipulation

   Brian Peter Henry has admitted all of the FMA's allegations that he breached the market manipulation prohibitions in the Securities Markets Act 1988. Read more.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

8. 23 April 2018

   FMA applies to court to liquidate Forestlands companies

   The FMA has applied to the High Court to place the Forestlands companies numbered 2-20 into liquidation. Read more.

   Tags

   Cases, Media release, News & Insights, Enforcement

   Type

   Page

9. 15 February 2013

   Another two Capital + Merchant directors plead guilty to FMA charges

   Wayne Leslie Douglas and Neal Medhurst Nicholls have pleaded guilty to Securities Act charges laid by the FMA. Read more.

   Tags

   Media release, News & Insights, Enforcement

   Type

   Page

10. 16 September 2015

    Consultation paper: Employee share purchase schemes – proposed exemption relief

    Consultation paper: Employee share purchase schemes – proposed exemption relief. Read more here.

    Tags

    Directors, Roles, Offer disclosure for equity and debt offers, Consultations, Business

    Type

    Page

11. 23 July 2004

    Securities Act (Employer Superannuation Schemes)

    Securities Act (Employer Superannuation Schemes) expired exemption notice on 2014 July 31.
    

    Tags

    Exemptions, Business

    Type

    Page

12. 11 May 2015

    Zagga Limited

    Zagga Limited (previously Lendme Limited), FSP393946, is licensed to provide peer-to-peer lending service.

    Tags

    Peer-to-peer lending service providers, Licensed entity, Roles, Business

    Type

    Page

13. 26 February 2016

    AMP Wealth Management New Zealand Limited

    AMP Wealth Management New Zealand Limited, FSP25061, is a licensed Managed Investment Scheme Manager.

    Tags

    Managed investment schemes, Licensed entity, Roles, Business

    Type

    Page

14. 26 January 2021

    Wendav Limited (Wendav)

    We are concerned Wendav Limited and https://www.wendavlimited.com/ may be operating a scam.

    Tags

    Imposter website, Suspected scam, Scams

    Type

    Page

15. 30 September 2016

    Plus500AU Pty Ltd

    Plus500AU Pty Ltd, FSP486026, is a licensed derivatives issuer.

    Tags

    Derivative Issuer, Licensed entity, Roles, Business

    Type

    Page