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Found 6348 results. Displaying page 383 of 424

  1. 4 February 2020

    North American Securities Transfer

    North American Securities Transfer could be involved in a scam. US Securities and Exchange Commission has listed a public alert about this entity on their website as falsely claiming to be registered, licensed, and/or located in the United States in their solicitation of investors.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 22 March 2017

    FMA Statement on Forestlands

    FMA identified $18 million which Forestlands say is to be paid to all its investors. That money has been placed in a trust account after our discussion with a Forestlands director. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  3. 30 November 2015

    Hart Capital Partners Limited

    Hart Capital Partners Limited, FSP16981, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  4. 17 April 2015

    Todd Family Office Limited

    Todd Family Office Limited, FSP41181, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  5. 1 November 2015

    John Peter Milner

    John Peter Milner (Collaborative Consulting Ltd), FSP9761, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  6. 1 November 2015

    Trustees Executors Limited

    Trustees Executors Limited, FSP37383, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  7. 13 November 2019

    Swift Wealth Recovery

    The FMA recommends exercising caution before dealing with Swift Wealth Recovery and the website https://www.swiftwealthrecovery.com. We believe Swift Wealth Recovery has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 1 October 2015

    AMP Services (NZ) Limited

    AMP Services (NZ) Limited, FSP38082, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  9. 7 February 2017

    OptionsXO

    Warning issued by the Australian Securities and Investment Commission against conducting business with OptionsXO
    Tags
    International regulator alerts, Scams
    Type
    Page

  10. 13 September 2021

    consdorf.com

    Central Bank of Ireland has published a warning about consdorf.com advising the general public that it is a clone of a licensed entity Consdorf Investments ICAV
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 31 October 2015

    Balmer, Jeffs & Company Limited

    Balmer, Jeffs & Company Limited, FSP14261, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 1 November 2018

    Zend Trade

    We are concerned Zend Trade has the characteristics of a scam, including offering unrealistic returns and withholding client funds.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 1 November 2015

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  15. 25 February 2019

    Totara Wealth Management Limited

    Totara Wealth Management Limited, FSP561546, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page