Back

Search results

Found 6349 results. Displaying page 365 of 424

  3. 24 May 2017

    Licensing overview report 2017

    The licensing overview report 2017 aims to outline how the FMA applied a flexible approach to applications; explains how the minimum standards and FMC Act eligibility criteria fit together; shows the linkage between good conduct and minimum standards, signals our fugure focus and clarified ongoing legal obligations.
    Tags
    Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Licensing & registration, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    PDF, Report

  4. 5 July 2016

    Kiwisaver Statements survey results 2016

    In May 2016, Colmar Brunton carried out research for the FMA among the general public to understand how KiwiSaver statements are perceived and how people use them.
    Tags
    Reports and Papers, KiwiSaver providers, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    PDF, Research

  5. 1 March 2014

    Unsolicited Offers Monitoring Report 2014

    The Securities Markets (Unsolicited Offers) Regulations 2012 came into force on 1 December 2012, in response to concerns about ’low ball’ offers. FMA closely monitored compliance with the new regulations as one of our focus areas in 2013 for building customer trust. In this report we set out our findings and observations. These are based on our monitoring activities to 14 February 2014.
    Tags
    Compliance, Reports and Papers, Offer information, Business, News & Insights
    Type
    PDF

  6. 6 April 2023

    Peer-to-peer and crowdfunding: sector snapshot

    This report is a 'snapshot' of peer-to-peer lending (P2P) and crowdfunding activity in New Zealand
    Tags
    Crowdfunding providers, Roles, Reports and Papers, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page, Report

  7. 25 February 2016

    PIR Returns information sheet

    This information sheet sets out the formula we expect managers of portfolio investment entity (PIE) funds to use when calculating a fund’s return with a 0% prescribed investor rate.
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF, Information Sheet

  9. 27 June 2023

    Staff Statistics OIA

    OIA request for Statistics on Staff salaries, turnover and diversity.
    Tags
    Type
    PDF, OIA

  10. 1 January 2011

    Oxley Mergers and Acquisitions

    Oxley Mergers and Acquisitions is a suspected scam. 717 Texas Avenue, Houston, TX 77002-2761, UNITED STATES OF AMERICA
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 28 July 2023

    Presentation Scenario analysis in the CRD regime

    Presentation by the FMA - Scenario analysis in the Climate Related Disclosure regime.
    Tags
    Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Ways to invest, Investing, Roles, Business, Consumer, Managed investment schemes
    Type
    PDF

  12. 1 January 2011

    Regal Group International

    Regal Group International (WEBSITE: www.regalgroupinternational.com) is a suspected scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 21 September 2021

    Berkeley Finance

    WARNING: The FMA are concerned that this website is involved in a scam. There are false claims made on this website that they are connected with a company incorporated in New Zealand – Berkeley & Berkeley Limited (NZBN: 9429039209443).
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page