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Found 6350 results. Displaying page 351 of 424

1. 29 September 2018

   30 September 2018 Disclose Register MIS fund updates

   This document is the Disclose Register for MIS fund updates for 30 September 2018

   Tags

   Disclose register, Business

   Type

   Spreadsheet

2. 7 October 2016

   Craigs Investment Partners Self Select Schemes Levy Waiver - October 2016

   On 7 October 2016 the FMA granted a waiver of part of the FMA levy to Craigs Investment Partners Self-Select Schemes (Craigs).

   Tags

   Investor information, Waivers, Business, Consumer

   Type

   PDF

3. 31 March 2016

   31 March 2016 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 March 2016

   Tags

   Disclose register, Business

   Type

   Spreadsheet

4. 30 July 2016

   Expense disclosure CE Gifts January June 2016

   CE gifts and hospitality disclosure for the period 1 January 2016 - 30 June 2016

   Tags

   Chief Executive Gifts and Benefits Disclosure, FMA

   Type

   PDF

5. 30 July 2013

   Expense disclosure CE 2013 jan jun

   CE expenses disclosure for the period 1 January 2013 - 3 June 2013

   Tags

   Executive expenses, FMA

   Type

   PDF

6. 14 February 2020

   CE Expenses Disclosure Hospitality JulDec19

   CE expense disclosure for the period 1 July 2019 - 31 December 2019.

   Tags

   Executive expenses, FMA

   Type

   PDF

7. 30 July 2014

   Expense disclosure CE gifts 2014 jan jun

   CE gifts and benefits disclosure for the period 1 January 2014 - 30 June 2014

   Tags

   Chief Executive Gifts and Benefits Disclosure, FMA

   Type

   PDF

8. 1 August 2013

   Harbour submission

   Submission in response to consultation by Harbour.

   Tags

   Consultations, AML/CFT, Roles, Business

   Type

   PDF, Letter

9. 9 July 2020

   Review of 16 class exemption notices expiring in 2021 feedback form

   Feedback form: Consultation 16 class exemption notices expiring

   Tags

   Consultations, Business

   Type

   Word document, Feedback form

10. 25 September 2020

    Consultation licensing crowd funding

    Consultation: Draft minimum standards and licence conditions for crowd funding service providers.

    Tags

    Crowdfunding providers, Roles, Consultations, Business

    Type

    PDF

11. 30 May 2015

    New requirements for lawyers offering contributory mortgages

    From 1 December 2016 all new offers of contributory mortgages must be made under the FMC Act.

    Tags

    FMC Act, Legislation, Exemptions, Business

    Type

    PDF

12. 1 December 2021

    Accredited Body Report – New Zealand Institute of Chartered Accountants 2021

    Findings from the FMA’s review of the adequacy and
    effectiveness of NZICA’s audit regulatory systems for the
    period 1 July 2020 to 30 June 2021

    Tags

    Auditors, Roles, Business

    Type

    PDF, Report

13. 28 July 2017

    Expense disclosure CE Gifts January June 2017

    CE expenses disclosure for the period 1 January 2017 - 30 June 2017

    Tags

    Executive expenses, FMA

    Type

    PDF

14. 30 September 2017

    30 September 2017 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 30 September 2017

    Tags

    Disclose register, Business

    Type

    Spreadsheet

15. 31 December 2017

    31 December 2017 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for 31 December 2017

    Tags

    Disclose register, Business

    Type

    Spreadsheet