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Found 4106 results. Displaying page 64 of 274

1. 31 July 2018

   Expense disclosure CE Travel January to June 2018

   CE expenses disclosure for the period 1 January 2018 - 30 June 2018

   Tags

   Executive expenses, FMA

   Type

   PDF

2. 30 July 2019

   Expense disclosure CE Hospitality January to June 2019

   CE expenses disclosure for the period 1 January 2019 - 30 June 2019

   Tags

   Executive expenses, FMA

   Type

   PDF

3. 25 December 2015

   31 December 2015 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 31 December 2015

   Tags

   Disclose register, Business

   Type

   Spreadsheet

4. 30 January 2017

   Expense disclosure CE Travel July December 2016

   CE expenses disclosure for the period 1 July 2016 - 31 December 2016

   Tags

   Executive expenses, FMA

   Type

   PDF

5. 30 July 2013

   Expense disclosure CE Travel 2015 Jan Jun

   CE expenses disclosure for the period 1 January 2015 - 30 June 2013

   Tags

   Executive expenses, FMA

   Type

   PDF

6. 30 January 2013

   Expense disclosure CE 2012 jul dec

   CE travel expense disclosure for the period 1 July 2012 - 31 December 2012

   Tags

   Executive expenses, FMA

   Type

   PDF

7. 15 November 2019

   FAP transitional licence standard conditions submissions report

   Summary of key themes: Submissions on proposed standard
   conditions for financial advice provider transitional licences November 2019

   Tags

   Financial Advice Provider, Consultations, Roles, Business

   Type

   PDF

8. 30 September 2019

   30 September 2019 Disclose Register Kiwisaver fund updates

   This document is the Disclose Register for KiwiSaver fund updates for 30 September 2019

   Tags

   Disclose register, Business

   Type

   Spreadsheet

9. 30 January 2015

   Expense disclosure CE Travel 2014 Jul Dec

   CE expenses disclosure for the period 1 July 2014 - 31 December 2014

   Tags

   Executive expenses, FMA

   Type

   PDF

10. 31 March 2020

    31 March 2020 Disclose Register MIS fund updates

    This document is the Disclose Register for MIS fund updates for 31 Mar 2020

    Tags

    Disclose register, Business

    Type

    Spreadsheet

11. 27 September 2022

    Securities Industry Association submission

    Consultation submission from Securities Industry Association, 1 Aug 2013: Practical implications of factsheet on Managing Intermediaries feedback

    Tags

    Consultations, Business

    Type

    PDF, Submission form

12. 18 November 2020

    Consultation guidance on advertising offers

    This consultation is for those involved in advertising and promoting offers of financial products, investor groups and consumer advocates. We are seeking feedback about the scope and content of the proposed guidance.

    Tags

    Offer disclosure for equity and debt offers, Financial Advice Provider, Consultations, Roles, Business

    Type

    PDF

13. 29 March 2021

    Expense Disclosure CE Dec 2020

    CE Gifts and benefits disclosure for the period 1 July 2020 - 31 December 2020.

    Tags

    Chief Executive Gifts and Benefits Disclosure, FMA

    Type

    PDF

14. 16 June 2021

    KiwiSaver switching behaviour 150621

    The aim of this research was to identify how any switches and other transactions took place between Febuary and April 2020 at the height of the market volatility associated with COVID-19

    Tags

    Reports and Papers, KiwiSaver providers, Supervisor, Managed investment schemes, Roles, COVID-19, Business, News & Insights

    Type

    PDF

15. 30 April 2021

    OIA KiwiSaver FUM Funds

    Kiwisaver FUM forecasts/projections OIA response, dated 30 April 2021

    Tags

    Type

    PDF, OIA