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Found 4106 results. Displaying page 62 of 274

  1. 30 January 2013

    Expense disclosure CE 2012 jul dec

    CE gifts and hospitality disclosure for the period 1 July 2012 - 31 December 2012
    Tags
    Chief Executive Gifts and Benefits Disclosure, FMA
    Type
    PDF

  4. 5 June 2020

    Pacific scams A4 infosheet in English

    This Investment scams information sheet has been created for Pacific Island audiences to easily identify the warning signs of a scam and where to get help.
    Tags
    Investor information, Consumer, Scams
    Type
    PDF

  5. 1 August 2013

    Consultation submission Buddle Findlay

    Submission on Consultation Paper: Practical Implications of reporting entities transacting with other reporting entities and the factsheet on managing intermediaries
    Tags
    Consultations, Business
    Type
    PDF, Letter, Submission form

  6. 1 August 2013

    Trustees Executors submission

    Submission from Trustees Executors in response to the Consultation paper: practical implications of reporting entities transacting with other reporting entities
    Tags
    Consultations, Business
    Type
    PDF, Submission form

  8. 16 December 2020

    Complying with the prohibition on the notice of trusts on registers

    This information sheet explains the FMA’s expectations in regards to how issuers of regulated products can comply with the prohibition on the notice of trusts being entered on the register that is required to be kept by the issuer.
    Tags
    Compliance, Derivative Issuer, Offer disclosure for equity and debt offers, Roles, Business
    Type
    PDF, Information Sheet

  10. 15 December 2021

    Fonterra Shareholders' Market Listing Rules - Approval of Change Notice 2021

    The amendments to the FSM Listing Rules are generally consequential on external factors relating to Fonterra, and include the following: FSM Listing Rule 1.8.2, Rules 1.8.2(c), 1.8.4(a) and 6.1.2(a)(ix) and (x) and the Glossary, and, FSM Listing Rule 6.1.2 are amended
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice

  12. 29 September 2022

    Catalist market operator obligations review 2022

    This report covers the first market obligations review for Catalist, and covers the period from 21 June 2021, the licence commencement date, to 31 March 2022, the end of Catalist’s first reporting period.
    Tags
    Market operator, Reports and Papers, Roles, Business, News & Insights
    Type
    PDF

  13. 12 December 2017

    Class legislative notice summary 2017

    This is a summary of the Financial Markets Conduct Act and Financial Adviser Act class legislative notices we have granted in effect as at 1 December 2017.
    Tags
    FMC Act, Legislation, Business
    Type
    PDF, Notice