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  1. 13 November 2013

    Consultation licensing MIS

    Consultation: Draft minimum standards and licence conditions for managers of non-restricted and registered Managed Investment Schemes (MIS).
    Tags
    Managed investment schemes, Consultations, Roles, Business
    Type
    PDF

  3. 25 March 2021

    Consultation Response to submissions regulatory returns DI MIS DIMS

    Response to consultation submissions: Content of regulatory returns for licensed DI, MIS managers and DIMS providers.
    Tags
    Derivative Issuer, Discretionary investment management scheme (DIMS), Managed investment schemes, Consultations, Roles, Business
    Type
    PDF

  9. 15 February 2013

    consultation paper financial advisers australian licensee notice

    The Financial Markets Authority (FMA, or we) are reviewing the Financial Advisers (Australian Licensees) Exemption Notice 2011 (Financial Advisers (Australian Licensees) notice) which expires on 30 June 2013.
    FMA is keen to hear the views of Australian financial service licence holders who are relying on the Financial Advisers (Australian Licensees) notice and selected stakeholders to determine whether or not to renew the exemption.
    Tags
    Financial Adviser, Consultations, Roles, Business
    Type
    PDF

  10. 30 June 2022

    30 June 2022 Disclose Register KiwiSaver fund updates

    This document is the Disclose Register for KiwiSaver fund updates for period ending 30 June 2022
    Tags
    KiwiSaver providers, Managed investment schemes, Roles, Disclose register, Business
    Type
    Spreadsheet