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Found 4106 results. Displaying page 52 of 274

  3. 18 August 2017

    Financial Markets Commission Board

    Financial Markets Commission Board is claiming to be a financial services regulator and endorsing products and services from questionable sources.
    Tags
    Fake regulator, Scams
    Type
    Page

  4. 28 April 2011

    NZ Investment Securities LP (NZIS)

    Unsolicited offer for Sky City Entertainment Group Limited Shares and further expected unsolicited offers.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 18 May 2018

    Securities and Trade Commission

    The Securities and Trade Commission is not a legitimate financial services regulator.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  8. 14 April 2015

    Better information for investors as new disclosure documents take shape

    Information for investors will now be provided in a format that is easier-to-understand and more accessible than before. The way that financial products are made available to the public has been overhauled under the FMC Act. The first New Zealand financial products to be offered under the new regulations have started to appear on the ‘Disclose’ website this month.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  10. 18 October 2017

    FMA allows personalised robo-advice; applications open early 2018

    The Financial Markets Authority (FMA) has decided to grant an exemption to enable personalised robo-advice and is publishing the responses to its earlier consultation. Read more.
    Tags
    Media release, Digital advice providers, Business, News & Insights
    Type
    Page

  11. 31 August 2022

    FISHER FUNDS MANAGEMENT LIMITED

    FISHER FUNDS MANAGEMENT LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 4 April 2016

    Fisher Funds Management Limited

    Fisher Funds Management Limited, FSP38581, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  13. 9 August 2019

    Strategic Risk Outlook

    Our Strategic Risk Outlook provides our medium-term view (three to five years) of the most significant risks to and opportunities for promoting fair, efficient and transparent financial markets.
    Tags
    Type
    Page, Corporate publications, Strategic Risk outlook

  15. 30 September 2022

    AIA to pay $700,000 penalty for false and misleading representations to customers

    The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers, following proceedings brought by the FMA.
    Tags
    Media release, Investigations, Judgment, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page