Back

Search results

Found 4106 results. Displaying page 264 of 274

  1. 31 May 2023

    Scam info for Asian communities | 投资类骗局

    Asian communities are being targetted by investment scammers. This page translates into Mandarin the things you need to be mindful of when investing.
    Tags
    Investor information, Consumer, Scams
    Type
    Page

  2. 13 April 2021

    FMA provides breakdown of financial advice providers in the new regime

    The Financial Markets Authority (FMA) has provided transitional licence numbers under the new financial advice regime, revealing how many financial advice providers are operating in New Zealand. It follows the start of the new financial advice regime last month.
    Tags
    New Financial Advice regime, Media release, Financial Advice Provider, Financial Services Legislation Amendment Act (FSLAA), Roles, Business, News & Insights
    Type
    Page

  3. 15 March 2021

    Start to new licensing regime for financial advice

    The Financial markets Authority (FMA) welcomes the start of the new financial advice regime from 15 March 2021. Under the new regime, anyone who gives regulated financial advice to retail clients must either hold, or operate under, a Financial Advice Provider licence. All providers of financial advice are now subject to the same obligation to place the interests of their clients first and must adhere to a new Code of Conduct.
    Tags
    Licensing & registration, Financial Services Legislation Amendment Act (FSLAA), Media release, Business
    Type
    Page

  5. 30 November 2022

    FMA progressing CoFI implementation with publication of licensing materials

    The FMA is continuing to progress preparations for the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI), with the release of a suite of materials for financial institutions.

    Tags
    Banking, Media release, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Managed Investment Schemes, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  6. 17 November 2021

    New self-assessment tools aim to boost success of financial advice providers

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has released three new self-assessment tools to help financial advice providers (FAPs) prepare for full licensing.
    Tags
    Financial Advice Provider, Roles, Media release, Financial Services Legislation Amendment Act (FSLAA), Business, News & Insights
    Type
    Page

  7. 17 June 2020

    FMA opens consultation on standard conditions for full licensing for financial advice

    The Financial Markets Authority (FMA) has opened consultation on the proposed full licence standard conditions for Financial Advice Providers, as part of the new financial advice regime.
    Tags
    New Financial Advice regime, Media release, Consultations, Financial Services Legislation Amendment Act (FSLAA), Business, News & Insights
    Type
    Page

  8. 30 November 2022

    Consultation: Proposed standard conditions for financial institution licences

    Consultation on the FMA’s proposed standard conditions for financial institution licences, as part of the Financial Markets (Conduct of Institutions) Amendment Act 2022 (CoFI Act). and post consultation documents.
    Tags
    Banking, Consultations, Insurance Providers, Financial Institutions, Standard conditions, Conduct of Financial Institutions Bill (CoFI), Licensing & registration, Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    Page

  10. 20 July 2022

    FMA opens consultation on standard conditions for financial institution licences

    Consultation paper on proposed standard conditions for licences granted under the Financial Markets (Conduct of Institutions) Amendment Act 2022.
    Tags
    Banking, Consultations, Insurance Providers, Media release, Conduct of Financial Institutions Bill (CoFI), Managed Investment Schemes, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  11. 13 December 2021

    Squirrel P2P Trustee Limited

    FMA formally warned Squirrel P2P Trustee Limited for failing to carry out certain obligations as a custodian. The entity provides a custodial service for the peer-to-peer lending service of Squirrel Money Limited.
    Tags
    Formal warning, Powers, Enforcement
    Type
    Page

  13. 19 February 2014

    Charges laid against contributory mortgage brokers

    The Financial Markets Authority (FMA) has charged two contributory mortgage brokers (Prudential Mortgage Limited and First Mortgage Investments Limited) with failing to deliver annual reports. Read more.
    Tags
    Media release, News & Insights
    Type
    Page

  14. 15 May 2023

    Citi Prospectus Scams

    FMA are concerned that a scam operation is targeting New Zealand residents and offering investment in term deposits in the name of Citi N.A.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 23 March 2020

    FMA COVID-19 Update 23 March 2020

    Update 23 March 2020: The Government has confirmed that financial services are essential services that need to continue to operate when New Zealand moves to Level 4 in its COVID-19 response.
    Tags
    COVID-19, Directors, Roles, Business, News & Insights
    Type
    Page