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  2. 11 September 2020

    Pegasus Markets and director found guilty of abusing FSPR

    Pegasus Markets Ltd and its New Zealand-based director, Michael REps, have been found guilty of all criminal charges brought by the Financial Markets Authority (FMA). Read the full media release here.
    Tags
    Media release, FMA, News & Insights, Enforcement
    Type
    Page

  3. 19 March 2020

    FMA update on COVID-19

    The Financial Markets Authority (FMA) is closely monitoring the impact of the coronavirus situation on New Zealand’s financial markets and considering all available options to ensure markets continue to function well and to support participants, customers and investors.
    Tags
    COVID-19, FMC Act, New Financial Advice regime, Legislation, Media release, Business, News & Insights
    Type
    Page, Financial reporting

  4. 25 June 2020

    Investor confidence holds up despite COVID-19 market volatility

    Investor confidence has remained steady for the third year running, in spite of the volatility caused by COVID-19, a Financial Markets Authority (FMA) survey has found. Read the summary and full report here.
    Tags
    Directors, New Financial Advice regime, Financial advice, Roles, Media release, Business, Consumer, News & Insights
    Type
    Page

  5. 27 August 2020

    FMA appoints new Director of Investment Management

    The Financial Markets Authority (FMA) has strengthened its executive team, appointing Paul Gregory to the newly created role of Director of Investment Management.
    Tags
    Media release, FMA executive team, FMA, News & Insights
    Type
    Page

  8. 2 October 2019

    FMA bolsters senior leadership team

    The Financial Markets Authority (FMA) announced two senior appointments to its executive team, reporting directly to Chief Executive Rob Everett.
    Tags
    Governance, Media release, FMA executive team, FMA, News & Insights
    Type
    Page

  12. 12 July 2019

    FMA comments on Ross Asset Management investor proceedings

    The Financial Markets Authority (FMA) said today’s filing of proceedings on behalf of eligible investors in Ross Asset Management marked the end of a long battle to enable the FMA to engage with investors so they could determine whether to bring a claim against ANZ.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  14. 26 July 2019

    New Zealand launches ‘investment passport’

    Kiwi investors and managed funds will now be able to do business more easily with Australia, Japan and Thailand, after New Zealand’s implementation of the Asia Region Funds Passport (ARFP).
    Tags
    Media release, News & Insights
    Type
    Page

  15. 2 April 2019

    Update on FMA/RBNZ Bank Conduct and Culture review

    Today the Reserve Bank of New Zealand and the FMA confirmed that all 11 banks involved in their ongoing review of conduct and culture, have provided their responses to individual feedback letters. Read more
    Tags
    Banking, Media release, Business, News & Insights
    Type
    Page