Back

Search results

Found 4105 results. Displaying page 23 of 274

  1. 17 March 2022

    FMA issues warning about croftcapital.ltd

    WARNING: FMA are concerned that https://capitalcycleslimited.com is involved in a scam. The website falsely claims that it is “legally registered with the New Zealand Securities & Investment company with NZ:1271353”.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 25 June 2010

    Financial Advisers Urged to Get Ready for Regulation

    The Commissioner for Financial Advisers, David Mayhew, has urged advisers to get ready for the new regulatory regime. He also updated the Securities Commission's financial adviser implementation timetable.
    Tags
    Media release, News & Insights
    Type
    Page

  3. 29 March 2022

    FMA warning: Finsroyal.com unregistered and unlicenced

    WARNING: finsroyal.com does not hold a derivative issuer licence and is not registered as a financial service provider in New Zealand
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  4. 31 October 2015

    New Zealand Discretionary Investment Management Services Limited

    New Zealand Discretionary Investment Management Services Limited (Previous name: Stewart Group Wealth Management Limited), FSP441406, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  6. 15 June 2022

    Adviser profile – Andrea Reid of Aliya Insurance Brokers

    Andrea Reid of Aliya Insurance Brokers shares how applying for a Financial Advice Provider (FAP) licence has helped her build a better business one step at a time.
    Tags
    Financial Advice Provider, Roles, Insights, Article, Business, News & Insights
    Type
    Page

  7. 10 December 2020

    FMA issues formal warning for market manipulation

    The Financial Markets Authority (FMA) has issued a formal warning to an individual for conduct that was likely to have amounted to market manipulation.
    Tags
    Cases, Compliance, Shares, Ways to invest, Investing, Media release, Business, Consumer, FMA, News & Insights, Enforcement
    Type
    Page

  8. 31 March 2016

    Guide for peer-to-peer lending services on publishing default rate information

    Guide for peer-to-peer lending services on publishing default rate information guide contains information to help peer-to-peer licensees understand and meet the minimum licensing standard to publish default rate information.
    Tags
    Roles, Business, Peer-to-peer lending service providers
    Type
    Page, Guidance

  9. 17 November 2021

    Climate-related disclosures regime implementation approach

    This document explains the Climate-related Disclosures (CRD) legislation and outlines the Financial Markets Authority’s implementation approach for the CRD regime.
    Tags
    Directors, Roles, Ethical finance, Climate related disclosure, Authorised body under a FAP, Financial Institutions, Climate Reporting Entities, Business, FMA, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  12. 6 July 2016

    KiwiSaver annual statements are being read but not acted upon

    The Financial Markets Authority has released the results of a survey conducted in May this year, to coincide with the time when most KiwiSaver investors are receiving their annual statements. The survey was responded to by 1,313 KiwiSaver investors, two thirds of the total sample.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  13. 1 July 2021

    Crowdfunding issuers

    This page covers specific obligations of crowdfunding issuers when offers are made of financial products
    Tags
    Crowdfunding providers, Offer disclosure for equity and debt offers, Roles, Business
    Type
    Page

  15. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance