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  2. 23 July 2018

    Taylor, Hodgson and Associates

    Taylor, Hodgson and Associates is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  3. 30 September 2015

    SPG and SPGI director pleads guilty to FMA charges

    Former company director and financial adviser, Andrew Hrothgar Robinson, has today pleaded guilty to charges brought by FMA, relating to his involvement as director of Strategic Planning Group Limited (SPG) and SPG Investment Company No.1 Limited (SPGI).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 31 July 2023

    FMI Standards Guidance

    This guidance is intended to assist operators of Financial Market Infrastructures (FMIs), designated under the Financial Market Infrastructures Act 2021 (the Act), meet the requirements set out in the FMI Standards issued under section 31 of the Act
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  5. 31 July 2023

    Standard 10 Physical deliveries

    Standard 10 Physical deliveries for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  6. 31 July 2023

    Standard 11 Central securities depositories

    Standard 11 Central securities depositories for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  9. 31 July 2023

    Standard 14 Segregation

    Standard 14 Segregation for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  10. 31 July 2023

    Standard 17A Contingency plans

    Standard 17A Contingency plans for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  11. 31 July 2023

    Standard 17B Critical service providers

    Standard 17B Critical service providers for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  12. 31 July 2023

    Standard 17C Cyber resilience

    Standard 17C Cyber resilience for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  14. 31 July 2023

    Standard 19 Tiered participation arrangements

    Standard 19 Tiered participation arrangements for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF

  15. 31 July 2023

    Standard 5 Collateral

    Standard 5 Collateral for designated Financial Market Infrastructures (FMIs).
    Tags
    Financial market infrastructures, Roles, Business
    Type
    PDF