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Found 4106 results. Displaying page 201 of 274

  1. 18 October 2019

    BL Global Markets Limited

    SUSPENDED by the FMA: Global markets Limited, FSP703051 (previously FSP414426), derivatives issuer licence.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  2. 14 October 2021

    Direct FX Limited

    SUSPENDED by the FMA: Derivative Issuer Licence for Direct FX Limited, FSP16781.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  3. 21 April 2023

    2023 FMA Annual Letter of Expectations

    Letter of expectations delivered by the Minister to the FMA for the 2023/24 period.
    Tags
    Annual letter of expectations from the Minister, FMA
    Type
    PDF

  4. 15 February 2023

    Regulatory Impact Statement FAP Regulatory Returns

    This document is for financial advice providers, financial advisers, and other interested parties. It discusses the regulatory reporting requirements as required by Standard Condition 3 for licensed financial advice providers.
    Tags
    Authorised body under a FAP, Financial Advice Provider, RIS, Roles, Business
    Type
    PDF

  7. 18 July 2018

    Conflicted conduct in the insurance industry

    Our latest review on conflicted conduct in the insurance industry focuses on how QFEs mitigate risks through their operational policies and procedures when selling replacement policies. Our previous work focuses on RFAa and AFAs.
    Tags
    Financial Advice Provider, Financial Adviser, Roles, Reports and Papers, Business, News & Insights
    Type
    Page, Report

  8. 8 May 2023

    Covenant Trustee Services Limited

    Covenant Trustee Services Limited, FSP30521, is licensed by the FMA as Supervisor.
    Tags
    Roles, Licensed entity, Reporting entities, Business, Supervisor
    Type
    Page

  10. 28 March 2023

    Prime Capital and associated websites

    Prime Capital purports to be based in New Zealand and offers unrealistically high returns on Crypto Currency investments.
    Tags
    Investor warning, Consumer
    Type
    Page

  11. 11 July 2007

    Mondelez New Zealand

    Mondelez New Zealand is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page

  12. 3 March 2009

    Mitton Electronet Limited

    Mitton Electronet Limited is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page

  13. 19 July 2007

    Microsoft New Zealand Limited

    Microsoft New Zealand Limited is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page

  14. 29 June 2007

    McKay Shipping Limited

    McKay Shipping Limited is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page

  15. 9 July 2007

    McCallum Industries Limited

    McCallum Industries Limited is a KiwiSaver exempt employer
    Tags
    KiwiSaver Exempt Employer, Business
    Type
    Page