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Found 4106 results. Displaying page 194 of 274

  2. 16 February 2021

    CompareForexBrokers

    CompareForexBrokers is not regulated by the FMA. Exercise caution before dealing with this Company.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 3 August 2018

    Baihua Global

    The firm is misleadingly using the registration details of Booster Funds Management Limited
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 28 October 2014

    alcanfml.com

    We believe information on the website is untrue and the company is not authorised to offer the services advertised.
    Tags
    Imposter website, Scams
    Type
    Page

  5. 21 March 2018

    lansforex.com

    www.lansforex.com is not operated by nor associated with the Lan’s Enterprise Limited, and it is displaying Lan’s Enterprise Limited’s company and FSPR registration details without authority.
    Tags
    Imposter website, Scams
    Type
    Page

  6. 20 February 2023

    CoFI id guidance consultation paper

    This consultation paper seeks feedback on proposed guidance that outlines our expectations when financial institutions are distributing products and services through intermediaries, under the CoFI regime.
    Tags
    Banking, Consultations, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Business
    Type
    PDF

  11. 24 June 2021

    How to operate

    Getting prepared for licensing covers: who will need a licence under the new financial advice regime; the different ways to operate under the new regime, and provides an easy-to-navigate tool that will help guide you through the options if you're unsure how you wish to operate. See more.
    Tags
    New Financial Advice regime, Client money or property services provider, Financial Advice Provider, Financial Adviser, Roles, Business, Interposed persons under new financial advice regime, Nominated representatives
    Type
    Page

  13. 14 June 2022

    OnePath and Cigna admit to fair dealing breaches for credit card repayment insurance

    OnePath Life (NZ) Limited and Cigna Life Insurance New Zealand Limited will jointly pay $180,000 to the FMA after admitting liability for breaching the fair dealing provisions of the Financial Markets Conduct Act 2013 (FMCA).
    Tags
    Insurance Providers, Fair dealing, Media release, Business, News & Insights
    Type
    Page

  14. 23 June 2022

    Cyber security must be a priority for financial sector, FMA says

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an information sheet to help financial services firms enhance the resilience of their technology and operational systems, and meet any relevant licence obligations.
    Tags
    Crowdfunding providers, Directors, Discretionary investment management scheme (DIMS), Financial Advice Provider, Financial Adviser, Roles, Offer disclosure for equity and debt offers, Media release, Business, Managed investment schemes, Market operator, News & Insights, Peer-to-peer lending service providers, Supervisor
    Type
    Page

  15. 26 May 2022

    FMA releases record keeping information sheet for financial advice providers

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has published an information sheet for financial advice providers (FAPs) about how they can demonstrate compliance with record keeping obligations.
    Tags
    Financial Advice Provider, Roles, Media release, Business, News & Insights
    Type
    Page