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Found 4106 results. Displaying page 167 of 274

  1. 1 November 2015

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  2. 1 January 2016

    Banc de Binary Limited

    There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.
    Tags
    International regulator alerts, Scams
    Type
    Page

  4. 19 September 2019

    Koru Finance Limited

    Koru Finance Limited, FSP683431, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  5. 23 October 2019

    Financial Markets Conduct (Masthead Joint Venture) Exemption Notice 2019

    This notice, which comes into force on 22 October 2019 and is revoked on the close of 21 October 2024, exempts certain trustees of trusts that together either control, or have a potential future interest in, the Masthead Joint Venture from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 7 April 2020

    www.worldclear.cloudtree.co

    www.worldclear.cloudtree.co is not associated with or authorised by the NZ registered company WorldClear Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  8. 14 July 2021

    jmitfs.com

    We are concerned the operators of the website www.jmitfs.com may be operating a scam. The website falsely claims to be Jmit Financial Services Limited, an entity incorporated in New Zealand and registered as a Financial Service Provider. We understand the website is using the New Zealand companies details without permission.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  9. 10 November 2021

    www.osakalenders.com

    WARNING: Osaka Lenders claims to be the third project/loan financial institution registered in Tokyo, established in 2003, but there is no other web presence found apart from its website. Additionally, the persons shown on Osaka Lenders’ website are fictitious persons created using the images of some prominent Japanese businesspeople. Read the full warning.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  10. 4 June 2013

    FMA report on NZX General Obligations Review

    The Financial Markets Authority has released its annual report on NZX’s compliance with its obligations under the Securities Markets Act and the Authorised Futures Exchange (NZX Limited) Notice. The period under review was 1 January to 31 December 2012.
    Tags
    Media release, News & Insights
    Type
    Page

  12. 6 March 2014

    Contributory mortgage broker pleads guilty

    Prudential Mortgage Limited, a contributory mortgage broking firm, has been convicted and fined $2,000 for failing to deliver its annual report to the Registrar of Companies by 30 June 2013. Prudential pleaded guilty to the charge laid by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page, Financial reporting

  13. 20 May 2014

    Middle-income earners much more confident in New Zealand’s financial markets

    A Financial Markets Authority survey of New Zealanders’ attitudes to financial markets, released today, has found confidence in our financial markets is growing. Overall confidence has risen five points to 59 percent from 54 percent in 2013.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  14. 3 November 2016

    Corruption in sport is just one of many types of fraud

    New Zealand’s latest film festival tackles a form of fraud that has hit news headlines around the world in recent years – the issue of corruption in sport. The film will be followed by a panel discussion with the sweetheart of NZ sport Valerie Adams, presenter Hayley Holt and Paul David QC who will discuss the effect corruption can have in the sporting arena.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  15. 29 May 2017

    FMA survey: Investor confidence bounces back

    Major disruptions in world events over the last year have not dented New Zealanders’ confidence in financial markets. The FMA today released its annual survey into the public’s attitude to financial markets. The survey shows that confidence has risen significantly to 65% among all respondents, from 56% in 2016.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page