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Found 4106 results. Displaying page 164 of 274

  1. 28 November 2016

    ANZ Bank New Zealand Limited

    ANZ Bank New Zealand Limited, FSP36405, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  2. 1 October 2015

    AMP Services (NZ) Limited

    AMP Services (NZ) Limited, FSP38082, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Licensed entity, Roles, Discretionary investment management scheme (DIMS), Business
    Type
    Page

  3. 15 September 2017

    Huayu Investments Limited

    www.huayufx.com purports to be associated with the NZ registered company Fe Markets Limited yet our enquiries have determined that this is not the case.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 7 February 2017

    OptionsXO

    Warning issued by the Australian Securities and Investment Commission against conducting business with OptionsXO
    Tags
    International regulator alerts, Scams
    Type
    Page

  6. 12 August 2019

    Financial Markets Conduct (Methven Limited) Exemption Notice 2019

    Methven Limited is exempted from - (a) section 461D of the Act, in respect of the requirement to have the Methven FY19 Financial Statements audited by a qualified auditor; and (b) section 461H(1) of the Act, to the extent that section requires a copy of an auditor's report to be delivered to the Registrar for lodgment.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 13 December 2019

    ENLIGHTENED LIFE LIMITED

    Enlightened Life Limited, FSP532766, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  8. 16 September 2020

    Principle Forsakrings Holdings

    Principle Forsakrings is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 17 December 2020

    Sixon Investments

    We recommend that you do not send money to, or trade with, Sixon Investments or any other entities who might approach you and offer assistance in relation to this matter
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  10. 5 February 2013

    Two more directors plead guilty in Capital + Merchant Finance case

    Robert Gordon Sutherland and Colin Gregory Ryan, who reside in Australia, pleaded guilty to two charges of making an untrue statement in a registered prospectus and one charge of distributing advertisements which included an untrue statement. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  11. 20 June 2011

    Statement on Hubbard Investigation

    The Financial Markets Authority (FMA) and the Serious Fraud Office (SFO) have worked together closely throughout this investigation. The evidence on which the charges laid by the SFO today are based could also give rise to charges by FMA under section 59 of the Securities Act.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  12. 15 April 2010

    Criminal Charges Laid Against Lombard Directors

    The Securities Commission has laid criminal charges against Lombard Finance & Investments directors Sir Douglas Graham, Michael Reeves, William Jeffries and Lawrence Bryant. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 15 November 2019

    Crests Financial

    We have received a complaint from a New Zealand resident who invested with Crests Financial, who are withholding the release of any funds. Crests Financial is not licensed or registered to provide financial services in New Zealand. We are concerned that they may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 17 December 2019

    Trendingraphs (Premium Systems)

    Trendingraphs (Premium Systems) is not a registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page