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Found 4107 results. Displaying page 161 of 274

  1. 19 December 2018

    ZonggangCaifu

    ZonggangCaifu is not registered, licensed, or regulated in New Zealand as claimed on its websites.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 10 September 2019

    TradeLTD

    The FMA recommends exercising caution before dealing with TradeLTD and the website
    www.tracleltd .co m as TradeLTD is not listed on the FSPR and Is not an incorporated company in New Zealand. Individuals from TradeLTD have been contacting New Zealand residents with investment offers and withholding client funds. This has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  3. 12 November 2019

    McKenzie International Investments

    The FMA recommends exercising caution before dealing with McKenzie International Investments and the website https://mckenzieinternationalinvestments.com/. We believe McKenzie International Investments has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 11 December 2019

    Orion Holdings Capital Management and OH Capital

    The FMA recommends exercising caution before dealing with Orion Holdings Capital Management (OHCM), OH Capital and their websites www.ohcmgmt.com, and https://ohcapital.com/. The business address in Ontario which OHCM and OH Captial purports to be operating from is false. OHCM is not registered to perform business in Canada in any capacity.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 8 January 2020

    CASTLEROCK GP LIMITED

    Castlerock GP Limited is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  6. 7 July 2020

    Financial Markets Conduct (AxiCorp Financial Services Pty) Exemption Notice 2020.

    The Financial Markets Conduct (AxiCorp Financial Services Pty Ltd) Exemption Notice 2020 provides relief to AxiCorp Financial Services Pty Ltd (AxiCorp) from certain financial reporting and audit obligations of the FMC Act as well as the requirement in Schedule 6 of the FMC Regulations that the register entry for an offer of derivatives contains financial statements that comply with NZ GAAP and have been audited by a qualified auditor (as that term is defined in the FMC Act).
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 14 September 2020

    Promarkets

    Promarkets is not registered on the FSPR and not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 28 November 2018

    Brian John Ferguson (FSP155185)

    Mr Ferguson (FSP155185) contravened section 34 of the Financial Advisers Act 2008 (FA Act) by copying and pasting client signatures in insurance policy documents.
    Tags
    Scams
    Type
    Page

  9. 8 January 2020

    HILLIER FINANCE LIMITED

    Hillier Finance Limited, FSP707792, is an AML reporting entity supervised by the FMA.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  10. 4 February 2020

    North American Securities Transfer

    North American Securities Transfer could be involved in a scam. US Securities and Exchange Commission has listed a public alert about this entity on their website as falsely claiming to be registered, licensed, and/or located in the United States in their solicitation of investors.
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 14 September 2020

    Coinvest

    The FMA recommends exercising caution before dealing with https://coinvest.ltd/. The website displays a company certificate of incorporation, as evidence of a license which is false and we are concerned this may mislead investors.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  12. 19 October 2020

    United Commonwealth Financial Protection Board

    We are concerned United Commonwealth Financial Protection Board is associated with Howden Global Acquisition Group, an entity that we have published a warning about.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  13. 16 December 2021

    Investment warning concerning Maesara Investments Limited

    WARNING: We are concerned that Maesara Investments Limited is involved in a scam, they are not an incorporated entity in New Zealand and is not registered on the Financial Service Providers Register. An NZ resident who has invested through Maesara Investments Limited is no longer able to contact the entity by telephone and email.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  15. 15 March 2013

    Three directors sentenced in Capital + Merchant Finance case

    Three directors( Owen Francis Tallentire, Colin Gregory Ryan, and Robert Gordon Sutherland) of the failed finance company Capital + Merchant Finance have been sentenced at the Auckland High Court following action taken by the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page