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Found 4106 results. Displaying page 131 of 274

  2. 13 November 2019

    Guide to diversifying

    FMA guide to how and why you should diversify your investments.
    Tags
    Bonds, Managed funds, Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  3. 24 November 2020

    YuanPay Group

    We are concerned that YuanPay Group, and websites https://yuanpaygroup.com and https://yuanpaymentsys.com/ may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  5. 28 June 2021

    A guide to talking about money online

    Talking about money or investing can cross over into providing financial advice. This is a guide for consumers, social media influencers, bloggers and anyone wanting to discuss money matters online.
    Tags
    Financial advice, Reports and Papers, Article, Consumer, News & Insights
    Type
    Page, Resource

  6. 23 November 2018

    Saturn Advice Limited

    Saturn Advice Limited, FSP608669, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  7. 1 November 2018

    Zend Trade

    We are concerned Zend Trade has the characteristics of a scam, including offering unrealistic returns and withholding client funds.
    Tags
    Suspected scam, Scams
    Type
    Page

  8. 28 January 2020

    Halsted Holdings Limited

    Selected Markets could be involved in a scam. Australian Securities and Investments Commission has advised on their website that this company could be involved in a scam and is unlicensed in Australia.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 1 September 2013

    Cover Capital Partners

    Offers financial services in NZ without appropriate registration and has false advertising on their website.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 19 April 2017

    Opteck

    Opteck is not registered in New Zealand to offer financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  12. 18 January 2019

    Alliance Investment Limited

    Alliance Investment Limited are an unregistered, unregulated entity who are falsely holding out as being associated with legitimate company, Alliance Investments Limited.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 21 July 2023

    Oceania Natural Limited (ONL) and associated individuals

    FMA alleged breaches of market manipulation prohibitions and the disclosure obligations in the Financial Markets Conduct Act 2013. Read more.
    Tags
    Market manipulation, Court – civil, Powers, Enforcement
    Type
    Page

  14. 15 November 2023

    Consultation: Proposed fair outcomes for consumers and markets

    Have your say on the proposed fair outcomes and approach that will form the basis of how the FMA engages with financial service providers. Submissions are now closed.
    Tags
    Consultations, Authorised body under a FAP, Client money or property services provider, Cryptocurrencies, Directors, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Crowdfunding Service Provider, Offers of financial products, Derivative Issuer, Independent Trustee, Peer to peer lending provider, Roles, Compliance, Business, Interposed persons under new financial advice regime, Managed investment schemes, Supervisor
    Type
    Page