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  1. 28 January 2015

    FMA and NZX sign Memorandum of Understanding

    FMA and NZX have signed a Memorandum of Understanding. The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities for New Zealand’s capital markets.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  2. 28 January 2015

    FMA and NZX sign Memorandum of Understanding

    FMA and NZX have signed a Memorandum of Understanding. The MoU sets out the framework for engagement and co-operation between the FMA and NZX, taking into account their complementary regulatory responsibilities for New Zealand’s capital markets.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  5. 7 November 2023

    Consumer

    This section of our website provides useful information for consumers or investors on investment basics; getting financial advice, everyday finance such as banking and insurance and financing retirement with a superannuation fund or KiwiSaver.
    Tags
    Investing, Consumer
    Type
    Page

  6. 19 August 2015

    Investment World Limited

    Investment World Limited, FSP49702, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  7. 1 December 2015

    Tailorednz Limited

    Tailorednz Limited, FSP36461, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  8. 27 February 2015

    Pacific Financial Derivatives Limited

    Pacific Financial Derivatives Limited, FSP28944, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  9. 9 July 2021

    IG AUSTRALIA PTY LTD

    IG AUSTRALIA PTY LTD is a DERIVATIVES ISSUER
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  10. 20 December 2021

    TF Global Markets (Aust) Ltd

    TF Global Markets (Aust) Ltd, FSP623289, is a licensed Derivatives Issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  11. 31 October 2015

    ASB Bank Limited

    ASB Bank Limited, FSP29003, is a licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  12. 13 August 2018

    Consilium NZ Limited

    Consilium NZ Limited, FSP439786, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  13. 2 December 2020

    AxiCorp Financial Services Pty Ltd

    AxiCorp Financial Services Pty Ltd, FSP518226, is a licensed derivatives issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Reporting entities, Business
    Type
    Page

  14. 28 September 2017

    Consultation paper: Short duration derivatives

    Consultation paper: Short duration derivatives. The short-duration derivative issuers should be licensed. This decision is based on our view that the law requires businesses selling these products to have a licence. Read more.
    Tags
    Derivative Issuer, Consultations, Roles, Business
    Type
    Page

  15. 29 August 2023

    Investing

    We all invest for the same reason – to grow our money. In this section of the FMA website we provide you with the fundamentals of managing your investments to meet your risk profile and goals.
    Tags
    Investing, Consumer
    Type
    Page