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Found 4106 results. Displaying page 13 of 274

  1. 26 April 2023

    Warning: Imposter website DCMAtrading.com

    This website purports to offer trading in foreign exchange, cryptocurrency, and CFDs, but it is not licensed for these activities in New Zealand
    Tags
    Imposter website, Scams
    Type
    Page

  2. 8 July 2022

    Suspected scam alert: avistechlimited.com

    FMA is concerned that avistechlimited.com is involved in a scam as it claims to offer online trading and cryptocurrency investment services, with unrealistically high returns.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  5. 11 June 2024

    FMA opens consultation on proposed standard conditions for Derivatives Issuers

    The FMA is seeking feedback on potential changes to the standard conditions imposed on Derivative Issuer (DI) licences. The changes relate to leverage and the suitability of investors for derivative trading.
    Tags
    Media release, Derivative Issuer, Consultations, Roles, Compliance, Business, News & Insights
    Type
    Page

  6. 15 August 2023

    Transparency statement on information gathering

    This transparency statement explains how the FMA collects, uses and shares information gathered about members of the public or other entities in accordance with the Information Gathering Model Standards issued by the State Services Commission (SSC) for information gathering.
    Tags
    Type
    Page

  7. 16 July 2018

    Exemption from the market index requirement guidance

    This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  8. 16 July 2018

    Exemption from the market index requirement guidance

    This guidance note aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates.
    Tags
    Roles, Business, Managed investment schemes
    Type
    PDF, Guidance

  9. 1 March 2021

    Property syndicates

    Joining a property syndicate can be an easy way to get into the property market, but there can be significant risk involved. Learn more before you start.
    Tags
    Property syndicates, Ways to invest, Investing, Consumer
    Type
    Page

  10. 2 July 2024

    Fair Conduct Programme

    A fair conduct programme (FCP) means effective policies, processes, systems and controls that are designed to ensure the financial institution’s compliance with the fair conduct principle.
    Tags
    Banking, Conduct, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    Page

  11. 25 July 2022

    Bank regulatory capital

    Registered banks in New Zealand must hold a certain amount of ‘capital’ to make them less likely to go out of business. This is called regulatory capital, and banks offer financial products to raise this money. Find out more about the risks and common terms here.
    Tags
    Ways to invest, Investing, Bank regulatory capital, Consumer
    Type
    Page

  12. 9 April 2019

    Mark Talbot - Enforceable Undertaking

    Mr Talbot has offered this enforceable undertaking following an investigation made by the FMA into his trading of shares in VMob Group Limited (VMob). 3 April 2019.
    Tags
    Enforceable Undertaking, Enforcement
    Type
    PDF

  13. 18 June 2024

    Climate Reporting Entities (CREs)

    The New Zealand government has introduced a new regime making climate-related disclosures mandatory for some organisations. Organisations covered (known as Climate Related Entities or CREs) will have to make annual disclosures covering governance arrangements, risk management, strategies and metrics and targets for mitigating and adapting to climate change impacts. The requirement applies to the larger publicly listed companies, big insurers, banks, non-bank deposit takers and investment managers. Read more on the FMA website.
    Tags
    Climate related disclosure, Climate Reporting Entities, Business
    Type
    Page

  14. 1 July 2020

    Registering correctly on the FSPR

    The new financial advice regime requires you to update your details on the public register of financial service providers (FSPR). This register is located on the Companies Office website. How you update your registration on the FSPR will depend on how you plan to operate in the new regime. This fact-sheet explains what you need to know.
    Tags
    New Financial Advice regime, Client money or property services provider, Roles, Financial Advice Provider, FSPR, Licensing & registration, Business
    Type
    PDF, Information Sheet

  15. 1 August 2013

    AML/CFT wire transfers fact sheet

    The AML/CFT wire transfers fact sheet describes: what a wire transfer is, who are the parties to a wire transfer and what are the responsibilities placed on reporting entities that are Ordering, Intermediary, or Beneficiary Institutions.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance