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  3. 19 June 2024

    Jacco Moison - Understanding and using new climate-related disclosures

    What sort of information do you need about a company or a fund before you put money into it? Financial performance, forecasts, plans and strategies for the future?
    Tags
    Article, Climate related disclosure, Opinion, Roles, Ethical finance, Ways to invest, Investing, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page

  4. 6 October 2021

    Hearings

    The FMA will provide you with an opportunity for a hearing in person in certain circumstances if you are impacted by a decision of the FMA. If you have the right to a hearing, we will let you know. This page outlines our approach to conducting hearings and explains the process we follow if you are entitled to a hearing and request one.
    Tags
    Activity, Enforcement
    Type
    Page

  5. 24 June 2024

    KiwiSaver 2024: Check in with your nest egg

    Check in with your nest egg is the FMA's 2024 KiwiSaver campaign. We are calling on all KiwiSavers to do a health check on their KiwiSaver to make sure it's working for you.
    Tags
    Campaigns, Investing, Consumer
    Type
    Page

  6. 9 April 2019

    Mark Stephen Talbot

    Mr Talbot has offered this enforceable undertaking following an investigation made by the FMA into his trading of shares in VMob Group Limited (VMob). Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  7. 13 November 2018

    Supporting scam victims: Simon helped his father-in-law spot a scam

    What would you do if you thought a family member was being scammed?That was Simon’s dilemma after he became concerned about his father-in-law Richard. Simon believes the scammers first made contact with Richard by ringing him to take part in a phone survey - a classic scamming tactic.
    Tags
    Consumer, Scams
    Type
    Page

  8. 8 March 2017

    KiwiSaver sales and advice

    KiwiSaver sales and advice guidance note outlines our view on what advisers or providers of KiwiSaver should talk to investors about, types of advice and the use of customer incentives.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  9. 23 June 2023

    Climate-related disclosures regime and the use of third-party providers

    Guidance to assist climate reporting entities in understanding what they should consider before engaging a third-party provider to deliver services for the climate-related disclosures.
    Tags
    Authorised body under a FAP, Banking, Insurance Providers, Climate related disclosure, Financial Institutions, Roles, Climate Reporting Entities, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  10. 1 May 2014

    MIS managers and their licensed supervisors

    The Financial Markets Conduct (FMC) Act 2013 changes the governance and accountability framework for financial products. Find out what these changes mean for managed investment scheme (MIS) managers and their licensed supervisors.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance

  11. 23 April 2024

    Finance professionals

    The business pages provide financial market participants with guidance and information to fulfil your ongoing licence and regulatory obligations.
    Tags
    Compliance, Business, FMA
    Type
    Page

  12. 14 February 2023

    Scam warning: NZ Residents contacted through WhatsApp to trade in cryptocurrencies

    WARNING: We have received a complaint from a New Zealand resident who was contacted by Global Venture, through WhatsApp, to trade in cryptocurrencies through their trading platform. We are concerned that Global Venture may be involved in a scam. Global Venture is unreasonably withholding the complainant’s funds and is requesting further funds to enable a withdrawal.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 4 March 2020

    Cash investments

    Cash investments include savings accounts and term deposits with a bank, credit union or building society. You can also invest cash through a managed fund (this includes KiwiSaver) which pools together money from individuals for investments, managed by a fund manager. Cash investments are relatively safe because you’re promised a fixed interest rate. But the returns you get through interest rates tend to be low, so they’re not always the best option – particularly if you’re saving for retirement. Find out more about the risks, returns and costs associated with investing in cash here.
    Tags
    Cash investments, Ways to invest, Investing, Consumer
    Type
    Page

  14. 4 October 2018

    Investment software packages and seminars

    Investment or ‘wealth creation’ software or seminars promising large returns are almost always too good to be true and that ‘opportunity of a lifetime’ may even turn out to be a scam. Understand the risks before you sign up.
    Tags
    Investment software packages, Ways to invest, Investing, Consumer
    Type
    Page

  15. 30 September 2018

    ERoad - Hamish Sansom and Jeffrey Peter Honey

    The FMA alleges that an Eroad employee sent text messages to a former Eroad employee that contained confidential material information relating to Eroad’s performance in the period to 30 September 2015. That individual then traded 15,000 Eroad shares. Read more.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page