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Found 4106 results. Displaying page 74 of 274

  1. 8 June 2017

    Innovative Securities Limited (ISL)

    FMA determined that the FSPR registration of Innovative Securities is or is likely to create a false or misleading appearance that it is an FSP in New Zealand and directed companies office to deregister it. Read more.
    Tags
    Enforcement
    Type
    Page

  2. 20 January 2023

    MIS Sector Risk Assessment 2023

    Findings from the FMA’s assessment of the sector risks and the underlying key risk factors for Managed Investment Schemes (MIS), January 2023
    Tags
    KiwiSaver providers, Roles, Business, Managed investment schemes, Supervisor
    Type
    PDF

  4. 30 January 2023

    Consultationpaper: Renewal of class exemption for dual language (English and te reo Māori) product disclosure statements

    We are reviewing whether to renew for a further five years an existing class exemption notice that allows product disclosure statements to be provided in full in both te reo Māori and English (dual language PDSs).
    Tags
    Crowdfunding providers, Financial Adviser, Financial Institutions, Roles, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    PDF

  8. 15 September 2022

    Investor alert: Octavus Trade Limited is not registered in New Zealand

    WARNING: Investors should exercise caution when dealing with Octavus Trade Limited and octavus.trade (the website). Octavus Trade Limited is not a registered financial service provider in New Zealand. The website contains a forged New Zealand company Certificate of Incorporation and AMI Certificate of Insurance. It claims to offer investment returns which appear to be unrealistically high.
    Tags
    Suspected scam, Imposter website, Scams
    Type
    Page

  11. 2 February 2023

    AFFINITY ADVISORS LIMITED

    AFFINITY ADVISORS LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  12. 2 February 2023

    BLISSETT WEALTH MANAGEMENT LIMITED

    BLISSETT WEALTH MANAGEMENT LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 2 February 2023

    BMS RISK SOLUTIONS (NZ) LIMITED

    BMS RISK SOLUTIONS (NZ) LIMITED is an AML reporting entity.
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  15. 13 June 2017

    China Advisers

    China Advisers is not a registered financial service provider, is not registered on the New Zealand Companies Register and is not licensed to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page