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1. 11 April 2024

   Consultation: Proposed exemptions for advice on UK law aspects of defined benefit pension transfers

   Have your say on proposed exemptions for UK firms giving financial advice to New Zealand clients on UK pension transfers. Submissions close 13 June 2024.

   Tags

   Consultations, Roles, Supervisors, Business, Managed investment schemes

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2. 19 June 2024

   Financial Markets Conduct (Lake Edge Resort Limited) Exemption Notice 2024

   Lake Edge Resort Limited (LER) is exempted from Part 7 of the Financial Markets Conduct Act 2013 (the FMC Act).

   Tags

   Exemptions, Business

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3. 2 July 2024

   Booster Investment Management Limited

   The FMA filed civil proceedings against Booster Investment Management Limited (BIML), a wholly owned subsidiary of Booster Financial Services Limited.

   Tags

   Enforceable undertaking, Powers, Enforcement

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4. 2 September 2022

   The 5 D’s of DIY investing

   Follow these tried and tested principles to help you navigate DIY investing.

   Tags

   Investing, Consumer

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