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Found 2215 results. Displaying page 102 of 148

  2. 9 March 2015

    FMA spells out practical approach to supervision responsibilities under new law

    FMA has spelt out its practical approach to its supervision responsibilities, as the financial services and markets regulator increases the emphasis on supervision under the newly-effective FMC Act 2013.
    Tags
    Governance, FMC Act, Media release, Legislation, Business, FMA, News & Insights
    Type
    Page

  4. 2 February 2017

    The FMA’s guide designed to help providers focus on good conduct

    Today the FMA published the final version of the guide into the FMA’s view of conduct. The FMA has also published submissions from industry, considered as part of the consultation process.
    Tags
    Conduct, Media release, Business, News & Insights
    Type
    Page

  5. 15 June 2011

    FMA issues interim order against GFNZ Group

    The Financial Markets Authority has made an interim order to stop allotment of securities by GFNZ Group Limited (formerly known as Geneva Finance Limited).
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  6. 13 April 2010

    Commission to Sue Nuplex Industries Limited and Directors

    The Securities Commission filed civil proceedings against Nuplex Industries Limited and six of its present or past directors, John Hirst, Robert Aitken, Barbara Gibson, David Jackson, Bryan Kensington and Michael Wynter. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 27 September 2017

    FMA publishes annual report 2017

    The Financial Markets Authority (FMA) published its annual report today for the financial year ending June 30 2017. This highlights two key developments for the FMA; a Government review confirming increased funding and the IMF’s Financial System Stability Assessment.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  8. 16 November 2017

    US International Investment Trade Authority

    The US International Investment Trade Authority is falsely claiming to be a financial services regulator and endorsing products and services from questionable sources.
    Tags
    Fake regulator, Scams
    Type
    Page

  9. 1 November 2018

    Zend Trade

    We are concerned Zend Trade has the characteristics of a scam, including offering unrealistic returns and withholding client funds.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 22 January 2019

    Ainvestments

    Ainvestments could be involved in a scam
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 14 July 2020

    Libra Markets/Libramarkets

    Libra Markets/Libramarkets has the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 21 August 2020

    innovestltd.com

    We are concerned www.innovestltd.com may be operating a scam.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  14. 30 September 2020

    CTX Prime

    CTX Prime could be involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page