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  1. 1 December 2014

    Corporate debt issuers information sheet

    The Corporate debt issuers information sheet provides an overview of the transition to the FMC Act for Corporate debt issuers. It outlines a working example of the key activities and indicative timings for each step of the transition for Corporate debt issuers.
    Tags
    FMC Act, Legislation, Business
    Type
    Page, Guidance

  2. 13 March 2018

    Self-select retirement schemes – information for scheme managers

    Self-select retirement schemes information sheet explains how these schemes are regulated under the Financial Markets Conduct Act 2013 (FMC Act) and what exemptions and waivers may be available.
    Tags
    Roles, Business, Managed investment schemes, Supervisor
    Type
    Page, Guidance, Information Sheet

  3. 1 April 2015

    DIMS limit breaks under the FMC Act information sheet

    DIMS limit breaks under the FMC Act information sheet outlines the obligations of Discretionary Investment Management Services (DIMS) providers under the Financial Markets Conduct Act 2013 (FMC Act) relating to investment authority limits and reporting breaches of those limits.
    Tags
    Compliance, Discretionary investment management scheme (DIMS), Roles, Business
    Type
    Page, Guidance

  4. 13 July 2017

    Disclosing non-GAAP financial information guidance note

    Disclosing non-GAAP financial information guidance note describse financial information outside of financial statements that is not prepared and presented in accordance with generally accepted accounting practice (GAAP), or is presented as an alternative to statutory profit, as ‘non-GAAP financial information.’
    Tags
    Directors, Roles, Business
    Type
    Page, Financial reporting, Guidance

  5. 3 July 2018

    Disclosure of significant accounting estimates information sheet

    The Disclosure of significant account estimates information sheet explains our expectations on disclosure of significant accounting estimates. It is part of our work on improving the overall quality of information being disclosed in financial statements.
    Tags
    Compliance, Auditors, Directors, Roles, Business, FMA
    Type
    Page, Financial reporting, Guidance

  6. 1 December 2014

    Equity Issuers: continuous information sheet

    Equity Issuers: continuous information sheet provides information about the transition to FMC Act for equity issuers. It outlines a working example of the key activities and indicative timings for each step of the transition.
    Tags
    Offer information, Business
    Type
    Page, Guidance

  7. 1 August 2014

    Fair dealing provisions: Transitional arrangements for advertising information sheet

    Fair dealing provisions: Transitional arrangements for advertising information sheet is for Issuers and third parties who advertise in order to promote offers during the period 1 April 2014 to 30 November 2016 (‘transition period’) need to be aware of new FMC Act fair dealing provisions and how they apply.
    Tags
    Fair dealing, Roles, Offer disclosure for equity and debt offers, Crowdfunding providers, Business
    Type
    Page, Guidance

  9. 29 September 2023

    Feedback form Liquidity risk management

    Feedback form of Liquidity risk management draft guidance.
    Tags
    Consultations, Roles, Supervisors, Business, Managed investment schemes
    Type
    Word document

  10. 7 July 2023

    Feedback form Climate related disclosures timing mismatch Copy

    Feedback form Climate related disclosures timing mismatch.
    Tags
    Consultations, Climate related disclosure, Roles, Authorised body under a FAP, Ethical finance, Financial Institutions, Managed Investment Schemes, Climate Reporting Entities, Business, Managed investment schemes
    Type
    Word document

  11. 30 September 2023

    Feedback form FMA scheme winding up guidance

    Consultation feedback form: FMA scheme winding up guidance.
    Tags
    Consultations, Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    Word document, Consultation

  14. 31 October 2023

    Climate-related Disclosures – Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Banking, Ethical finance, Insurance Providers, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  15. 31 October 2023

    Climate Related Disclosure Scenario analysis information sheet

    This information sheet details compliance expectations of the FMA for scenario analysis disclosures made under the climate-related disclosures (CRD) regime.
    Tags
    Authorised body under a FAP, Ethical finance, Climate related disclosure, Financial Institutions, Climate Reporting Entities, Roles, Business, Managed investment schemes
    Type
    PDF