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  3. 1 October 2015

    Milford Private Wealth Limited

    Milford Private Wealth Limited, FSP391786, is licensed to provide Discretionary Investment Management Services (DIMS).
    Tags
    Discretionary investment management scheme (DIMS), Licensed entity, Roles, Business
    Type
    Page

  4. 3 May 2016

    Milford Funds Limited

    Milford Funds Limited, FSP36001, is a licensed Managed Investment Scheme Manager.
    Tags
    Managed investment schemes, Licensed entity, Roles, Business
    Type
    Page

  7. 30 June 2017

    Further updates for Forestlands investors

    As soon as an appropriate distribution method has been established by Forestlands, the FMA will decide whether to consent to the release of funds currently held on trust. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 31 August 2022

    MILFORD PRIVATE WEALTH LIMITED

    MILFORD PRIVATE WEALTH LIMITED is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Digital advice providers, Business
    Type
    Page

  10. 30 April 2014

    Survey shows investors look forward to easy-to-follow IPO offer documents

    A New Zealand investor survey conducted on behalf of the Financial Markets Authority and NZX shows there is good support for companies making initial public offerings (IPOs) among those who have invested in recent IPOs.
    Tags
    Media release, Consumer, News & Insights
    Type
    Page

  11. 31 August 2022

    MONEYWORKS NZ LTD

    MONEYWORKS NZ LTD is an AML reporting entity
    Tags
    AML/CFT, Reporting entities, Roles, Business
    Type
    Page

  13. 13 July 2017

    Former RFA sentenced at Auckland District Court

    A former registered financial adviser, Anthony Wilson, who forged clients’ initials and falsely amended insurance applications has been sentenced to 150 hours of community work, 6 months community detention and ordered to pay reparations of $16,461.24.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  14. 20 September 2021

    platformcapitalucits-icav.com

    WARNING: the FMA is concerned that platformcapitalucits-icav.com is operating an imposter website and involved in a scam.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page