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Found 2525 results. Displaying page 159 of 169

  1. 12 July 2023

    FMA releases standard condition for consultation to improve operational and cyber resilience

    FMA has released a consultation document on its proposal to introduce a new standard condition for certain financial market licence holders.
    Tags
    Media release, Crowdfunding providers, Derivative Issuer, Discretionary investment management scheme (DIMS), Roles, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  2. 25 July 2023

    CoFI licensing begins

    From today the FMA will begin accepting licensing applications for financial institution licences under the Conduct of Financial Institutions (CoFI) regime.
    Tags
    Media release, Banking, Licence, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Licensing & registration, Business, News & Insights
    Type
    Page

  3. 2 August 2023

    Designations

    Under the FMC Act, we have powers to make designations that change the way products and other matters are regulated. Read more about designations and view current individual and class designations provided on this page.
    Tags
    Designations, Business
    Type
    Page

  6. 15 March 2021

    Audit quality – A director’s guide

    Audit quality – A director’s guide is aimed at directors of FMC reporting entities. It sets out how you, as a director can contribute to the audit quality of your audit, as well as what you can expect from the FMA and your auditor.
    Tags
    Directors, FMC Act, Roles, Legislation, Business
    Type
    Page

  12. 1 December 2014

    Quality financial reporting: how to improve financial statements

    Quality financial reporting: how to improve financial statements is a summary report on how to improve financial statements. It is intended for is for anyone involved in the preparation, audit and review of financial statements.
    Tags
    Type
    Page, Financial reporting, Guidance

  13. 31 July 2017

    Offering securities in New Zealand and Australia under mutual recognition

    The Offering securities in New Zealand and Australia under mutual recognition guide explains what issuers have to do under the trans-Tasman mutual recognition scheme when making financial product offers in Australia and New Zealand.
    Tags
    Offer information, Business
    Type
    Page, Guidance

  15. 21 August 2023

    Onyx Group Limited – Unregistered Business

    Onyx Group Limited offers wealth management and financial planning services, and share offers to New Zealand residents, but it is not registered on the Financial Services Provider Register (FSPR) or licensed as a Financial Advice Provider to do so.
    Tags
    Investor warning, Consumer
    Type
    Page