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Found 2525 results. Displaying page 154 of 169

  1. 1 June 2023

    FMA files proceedings against Medical Assurance Society over fair dealing provision breaches

    FMA has filed High Court proceedings against Medical Assurance Society New Zealand Limited (MAS) and its subsidiaries for fair dealing breaches under section 22 of the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Fair dealing, Media release, Cases, Enforceable undertaking, Powers, Insurance Providers, Business, News & Insights, Enforcement
    Type
    Page

  2. 17 November 2015

    Consultation paper: Proposed variations to standard conditions of market services licences

    Consultation paper: Proposed variations to standard conditions of market services licences. This seeks to gather views on proposed variations to the standard conditions for Financial Markets Conduct Act 2013 (FMC Act) licences
    Tags
    Roles, Derivative Issuer, Discretionary investment management scheme (DIMS), Independent trustee, Consultations, Business, Managed investment schemes, Peer-to-peer lending service providers
    Type
    Page, Financial reporting

  4. 26 May 2023

    Understanding the new climate-related disclosures regime

    FMA’s Jenika Phipps, Manager, Climate-related Disclosures, speech at a masterclass for business and finance leaders on its expectations for the climate-related disclosure regime in Auckland last week.
    Tags
    Article, Directors, Compliance, Climate related disclosure, Roles, Ethical finance, Auditors, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  5. 1 December 2021

    Medical Kiwi Limited

    Medical Kiwi Limited, a medicinal cannabis company, was admitted to breaching the fair dealing provisions of the Financial Markets Conduct Act.
    Tags
    Enforceable undertaking, Powers, Enforcement
    Type
    Page

  6. 24 July 2013

    FMA files first market manipulation case in New Zealand

    FMA filed and served civil proceedings against Brian Peter Henry alleging market manipulation of shares in the NZX-listed Diligent Board Member Services. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  7. 19 February 2014

    Charges laid against contributory mortgage brokers

    The Financial Markets Authority (FMA) has charged two contributory mortgage brokers (Prudential Mortgage Limited and First Mortgage Investments Limited) with failing to deliver annual reports. Read more.
    Tags
    Media release, News & Insights
    Type
    Page

  8. 21 June 2018

    Kauri Ventures

    Kauri Ventures is not a registered New Zealand Company and is not registered to provide financial services in New Zealand.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 16 August 2018

    USI-Tech

    USI-Tech is not registered on the Financial Service Providers Register to provide financial services in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 13 February 2023

    '5 mins with the FMA' podcast #5: Climate-related disclosures

    In this FMA podcast, we discuss New Zealand’s new climate-related disclosures regime with the manager of climate-related disclosures, Jenika Phipps.
    Tags
    Climate related disclosure, News, Ethical finance, Authorised body under a FAP, Financial Institutions, Roles, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page, Podcast

  11. 5 October 2021

    Consultation on 2021 Financial Markets Authority funding and levy review

    Since establishment in 2011, the FMA’s role and our responsibilities and statutory functions have increased significantly. MBIE and the Financial Markets Authority (FMA) are consulting on proposed changes to the FMA’s funding and the FMA levy. The funding review has been subject to a Deloitte independent assessment and Deloitte’s findings are published alongside the consultation materials on the MBIE website.
    Tags
    Directors, Roles, Consultations, Climate related disclosure, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Authorised body under a FAP, Business, Managed investment schemes, Supervisor
    Type
    Page

  12. 22 November 2022

    Consultation: Potential changes to the assurance requirement in the climate-related disclosures regime

    Consultation closed: The Ministry of Business, Innovation and Employment (MBIE) and the Ministry for the Environment (MfE) have opened consultation on potential changes to the assurance requirement in the climate-related disclosures regime.
    Tags
    Consultations, Climate related disclosure, Ethical finance, Authorised body under a FAP, Financial Institutions, Roles, Business, Managed investment schemes
    Type
    Page

  13. 1 October 2002

    Securities Act (Authorised Futures Contracts)

    Securities Act (Authorised Futures Contracts) This notices replaces the Securities Act (Authorised Futures Contracts) Exemption Notice 1997 (the 1997 notice).
    Tags
    Exemptions, Business
    Type
    Page

  15. 16 July 2018

    Guidance on the exemption from the market index requirement

    Guidance on the exemption from the market index requirement aims to clarify what we expect of MIS managers in relation to the market index requirement for quarterly fund updates, and the Financial Markets Conduct (Market Index) Exemption Notice 2018.
    Tags
    Directors, Offer disclosure for equity and debt offers, Roles, Business, Market operator
    Type
    Page, Guidance