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  1. 26 February 2018

    FMA statement on the death of Rob Cameron

    The FMA would like to express its condolences to the family and colleagues of Rob Cameron, who died late last week.
    Tags
    Media release, News & Insights
    Type
    Page

  3. 22 March 2018

    FMA publishes review of adviser conduct in life insurance

    The FMA has issued warnings to four registered financial advisers in relation to providing advice on replacement insurance policies, for breaches of the obligation in section 33 of the Financial Advisers Act 2008 to exercise care, diligence and skill.
    Tags
    Media release, Conduct, Business, News & Insights
    Type
    Page

  4. 17 April 2018

    Consultation opens on dual language disclosure documents

    The FMA is seeking submissions on its proposal to enable companies offering investments to publish product disclosure statements (PDS) in both te reo Māori and English.
    Tags
    Media release, Roles, Business, Market operator, News & Insights
    Type
    Page

  5. 18 April 2018

    FMA review of fund managers’ quarterly fund updates

    FMA published the findings of a review of quarterly fund updates which looked at whether fund managers are meeting their legal requirements to produce updates that are both easy to find and easy to read for investors.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  6. 19 October 2017

    The FMA and ASIC confirm trans-Tasman collaborative approach to fintech

    The Financial Markets Authority (FMA) and the Australian Securities and Investment Commission (ASIC) have reaffirmed their commitment to collaboration and cooperation on the expanding opportunities in fintech and innovation.
    Tags
    Media release, FMA, News & Insights
    Type
    Page

  7. 14 May 2018

    KiwiSaver trial focused on members in their 50s gets results

    The interim results of a second FMA, MBIE and industry trial has shown targeted communications created using behavioural insights, are more likely to lead KiwiSaver members to make an active decision about their fund.
    Tags
    KiwiSaver providers, Media release, Roles, Business, Managed investment schemes, News & Insights
    Type
    Page

  8. 26 October 2017

    FMA files Crimes Act charges against Steven Robertson

    The FMA has filed criminal charges against Steven Robertson in the Auckland District Court under the Crimes Act 1961. Read more.
    Tags
    Cases, Media release, News & Insights, Enforcement
    Type
    Page

  9. 29 January 2018

    Oscar nominee to screen at NZ fraud film festival

    The Oscar-nominated documentary Abacus: Small Enough to Jail is just one of the highlights of the second New Zealand International Fraud Film Festival taking place in Auckland on Friday the 2nd and Saturday the 3rd of March.
    Tags
    Campaigns, Media release, Investing, Consumer, News & Insights
    Type
    Page

  10. 23 November 2017

    FMA publishes 2017 Audit Quality Report/directors’ guide

    The FMA’s 2017 Audit Quality Report shows that since the FMA began these reviews in 2013, all audit firms now have systems and policies in place to deliver high-quality audits.
    Tags
    Directors, Auditor Regulation Act 2011, Media release, Roles, Legislation, Business, News & Insights
    Type
    Page

  11. 29 November 2017

    Key Audit Matters – A ‘stock take’ of the New Zealand experience

    The External Reporting Board (XRB) and Financial Markets Authority (FMA) have published the results of their joint analysis of Key audit matters – A stock-take of the first year in New Zealand.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  12. 4 December 2014

    FMA releases Audit Quality Review Report

    Media release relating to the launch of the FMA Audit Quality Review report 2014
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  13. 5 December 2013

    FMA releases audit quality report

    The Financial Markets Authority (FMA) says its first audit quality review shows there is work to be done to meet the required standards.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page, Guidance

  14. 24 May 2017

    Licensing overview: what the FMA found and what firms need to know

    Common issues, hints for new applicants and a guide to the Financial Markets Authority’s (FMA) future focus are included in a review of the regulator’s first two and a half years of licensing.
    Tags
    Licensing & registration, Media release, Business, News & Insights
    Type
    Page