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Found 2526 results. Displaying page 141 of 169

  1. 12 March 2020

    Trade99

    Trade99 could be involved with a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 31 August 2021

    Delta blues: latest lockdown shows need for customer vulnerability preparedness

    FMA Senior Advisor for Investor Capability talks about customer vulnerability in the face of COVID-19.
    Tags
    COVID-19, Authorised body under a FAP, Crowdfunding providers, Cryptocurrencies, Derivative Issuer, Discretionary investment management scheme (DIMS), Offer disclosure for equity and debt offers, Financial Advice Provider, Financial Adviser, Roles, Business, Managed investment schemes, News & Insights, Peer-to-peer lending service providers, Nominated representatives
    Type
    Page

  5. 7 June 2019

    Rob Everett speaking at Transparency International- FISA launch

    FISA is a world first assessment of the integrity framework of a country’s financial system. See Rob Everett's speech transcript from the FISA launch event at the Transparency International NZ.
    Tags
    Speeches and presentations , News & Insights
    Type
    Page

  8. 26 March 2021

    Insider trading

    How insider trading and other illegal insider conduct undermines the fairness of investment markets, and what the Financial Markets Authority does to stop it.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
    Type
    Page

  9. 1 March 2023

    Investor warning: EZ Markets

    WARNING: FMA warns of suspicious article published by EZ Markets that could indicate a potential scam.
    Tags
    Derivative Issuer, Suspected scam, Roles, Business, Scams
    Type
    Page

  12. 19 January 2023

    FMA publishes fund manager risk assessment report

    The FMA has published its Managed Investment Schemes (MIS) Sector Risk Assessment, which analyses key risks in the funds management industry at a sector level.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  15. 23 September 2022

    RBNZ and FMA seeking feedback on draft FMI Standards

    RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).
    Tags
    Financial market infrastructures, Media release, Roles, Business, News & Insights
    Type
    Page