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Found 2526 results. Displaying page 131 of 169

  2. 4 August 2016

    Work to do on corporate governance disclosure, FMA finds

    The FMA has completed a review of corporate governance disclosures by 45 companies, listed and unlisted. Good corporate governance is one of the FMA’s strategic priorities because it is an important contributor to transparency and efficiency in capital markets. In 2014 the FMA published a Corporate Governance Handbook comprising nine corporate governance principles.
    Tags
    Directors, Governance, Reports and Papers, Roles, Media release, Business, FMA, News & Insights
    Type
    Page, Guidance

  3. 28 November 2016

    FMA releases Audit Quality Monitoring report

    The FMA’s 2016 Audit Quality Report reflects that improvements continue to be made in audit quality. The report shows the sector is increasingly aligned with the expectations of the FMA and international auditing standards and global best practice. However, it also notes that files reviewed still show that further improvement is necessary.
    Tags
    Auditors, Media release, Roles, Business, News & Insights
    Type
    Page

  4. 9 May 2017

    IMF NZ FSAP Assessment 2017

    The FMA welcomes the publication of the International Monetary Fund’s Financial System Stability Assessment (FSSA) for New Zealand.
    Tags
    Governance, Media release, FMA, News & Insights
    Type
    Page

  5. 14 June 2017

    Insider trader sentenced

    Jeffrey Peter Honey was sentenced to six months home detention at the Auckland District Court, after pleading guilty to one charge of insider trading under section 243(1)(a) and section 244 Financial Markets Conduct Act. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 11 March 2013

    NJF Global Group

    Illegal offering of securities by Profitable Sunrise (Prosun) and/or NJF Global Group which have been advertised on 'youtube' by Mr Robert (Bob) Hughes.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 1 March 2011

    Premier eFinance

    Premier eFinance is a suspected scam
    Tags
    Suspected scam, Scams
    Type
    Page

  11. 22 March 2019

    www.redsolarcapital.com

    FMA warns that the website www.redsolarcapital.com is not associated with or operated by Red Solar Capital Limited, which is registered and licensed in Hong Kong.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 3 November 2020

    FMA appoints KPMG Restructuring Services as temporary manager following removal of Fund Managers Otago

    The FMA has appointed a temporary manager to manage three schemes previously operated by Fund Managers Otago Limited (FMO). The schemes’ supervisor, Trustees Executors Limited, determined it was in the best interests of investors to remove FMO as manager of those schemes.
    Tags
    Compliance, FMC Act, Regulation, Legislation, Media release, Business, FMA, News & Insights, Enforcement
    Type
    Page