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  3. 7 December 2011

    FMA to support South Canterbury Finance prosecution

    The Financial Markets Authority has completed its criminal investigation of South Canterbury Finance (SCF) and will support the Serious Fraud Office's case against five individuals involved with SCF's affairs. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  4. 1 January 2016

    Banc de Binary Limited

    There are recent warnings issued by the Australian Securities and Investment Commission in relation to Banc de Binary Limited.
    Tags
    International regulator alerts, Scams
    Type
    Page

  6. 18 January 2023

    FMA appoints Stuart Johnson to new Chief Economist role

    We have appointed Stuart Johnson to the newly created role of Chief Economist. Stuart joins the FMA from London, UK, where he has been Head of Behavioural Economics, Conduct Risk and Customer Experience, at major international banking and insurance firms since 2015.
    Tags
    Media release, News & Insights
    Type
    Page

  7. 15 June 2022

    Adviser profile – Andrea Reid of Aliya Insurance Brokers

    Andrea Reid of Aliya Insurance Brokers shares how applying for a Financial Advice Provider (FAP) licence has helped her build a better business one step at a time.
    Tags
    Financial Advice Provider, Roles, Insights, Article, Business, News & Insights
    Type
    Page

  8. 5 February 2020

    Active and Passive Asset Management

    FMA article about the differences between Active and Passive Asset Management.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page

  10. 21 August 2019

    FMA reiterates warning about potential Skyway Capital/SWIG scam

    The Financial Markets Authority (FMA) is reiterating its warning that Skyway Capital may be involved in a scam, after learning the business is continuing to conduct seminars throughout the North Island.
    Tags
    Media release, News & Insights, Scams
    Type
    Page

  11. 2 April 2024

    FMA opens consultation on potential class exemption for certain green, social, sustainability, and sustainability-linked bonds

    FMA issues a consultation in response to industry request for a more efficient route to market for green, social and sustainability bonds.
    Tags
    Media release, Offer disclosure for equity and debt offers, Ethical finance, Offers of financial products, Managed Investment Schemes, Climate Reporting Entities, Roles, Business, News & Insights
    Type
    Page

  13. 2 April 2024

    Consultation: Proposed exemption for certain green, social, sustainability and sustainability-linked bonds

    The FMA is consulting on a proposed class exemption to provide relief from disclosure requirements for certain green, social, sustainable, and sustainability-linked bonds. Have your say by 30 April 2024 .
    Tags
    Consultations, Offer disclosure for equity and debt offers, Ethical finance, Managed Investment Schemes, Climate Reporting Entities, Roles, Business
    Type
    Page

  14. 5 July 2023

    Validus and its associated persons

    The FMA has made a permanent stop order that applies to Validus International LLC, Validus-FZCO, and associated persons of Validus, using the FMA’s powers under the Financial Markets Conduct Act 2013.
    Tags
    Stop Order, Powers, Enforcement
    Type
    Page

  15. 28 January 2022

    FMA investor profile - Reverend Scott Malcolm

    Our ongoing series of monthly profiles of investors around New Zealand. This month, we talk to Rev Scott Malcolm, an Anglican Priest.
    Tags
    FMA stories, Investor information, Article, Consumer, News & Insights
    Type
    Page