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Found 2525 results. Displaying page 113 of 169

  2. 13 December 2019

    Thematic review of MIS custody arrangements

    The thematic review of MIS custody arrangements identified issues around the independence of custody arrangements, and inconsistency of custodial processes, procedures and controls. Read the full report here.
    Tags
    Roles, Reports and Papers, KiwiSaver providers, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  3. 4 October 2019

    AML/CFT Audit Guideline for risk assessment and AML/CFT programme

    The AML/CFT Audit Guideline for risk assessment and AML/CFT programme is designed to help reporting entities manage the requirement to audit their AML/CFT risk assessment and AML/CFT programme.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  4. 20 September 2023

    KiwiSaver 2023 – Holding firm as contributions feature

    Opinion piece from Stuart Johnson, FMA Chief Economist following the release of the KiwiSaver Annual Report 2023.
    Tags
    KiwiSaver providers, Opinion, Managed Investment Schemes, Roles, Business, Managed investment schemes, News & Insights, Supervisor
    Type
    Page

  5. 24 September 2021

    Suspected scam involving persons purporting to be from the FMA

    The FMA is aware of an individual by the name of Evan Francisco, purporting to be an 'Admin Officer' from the FMA, calling New Zealand residents to offer assistance with the recovery of funds invested in a previous scam.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  6. 28 May 2021

    strandcapital.io

    We are concerned that www.strandcapital.io (the website) may be operating a scam. The website offers investment plans with unrealistically high returns. We are aware of an investor in the website being unable to withdraw his investment.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  7. 2 February 2021

    winngroups.com and winngc.com

    The FMA is concerned that Winn Group Ltd and https://www.winngroups.com/ have the hallmarks of an investment scam and recommends exercising caution when dealing with the entity.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  8. 12 December 2022

    Krypto Security charges non-existent fees

    A New Zealand resident was charged large fees by Krypto Security who claimed to be able to help recover stolen cryptocurrencies.
    Tags
    Fake regulator, Suspected scam, Scams
    Type
    Page

  9. 21 February 2023

    Coin Options Trade

    Derivative company, Coin Options Trade is falsely purporting to be a registered company in the United Kingdom. They are offering financial products and services to New Zealand residents without the appropriate credentials to do so.
    Tags
    Derivative Issuer, Investor warning, Roles, Business, Consumer
    Type
    Page

  13. 11 July 2019

    MBI International/MFC Club

    The FMA is concerned that a Malaysian based loyalty scheme, MBI International also trading as MFC Club (MFC Club) is being promoted in New Zealand. We have received reports that MFC Club is being actively promoted within the Chinese speaking community in Auckland.
    Tags
    Suspected scam, Scams
    Type
    Page

  14. 28 February 2018

    Refreshed corporate governance handbook published

    Corporate Governance handbook refreshed to remove any unnecessary overlap with the NZX Code, particularly to ensure the NZX Code is the primary source for requirements for listed companies.
    Tags
    Directors, Roles, Media release, Business, News & Insights
    Type
    Page