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Found 2525 results. Displaying page 99 of 169

1. 30 September 2018

   ERoad - Hamish Sansom and Jeffrey Peter Honey

   The FMA alleges that an Eroad employee sent text messages to a former Eroad employee that contained confidential material information relating to Eroad’s performance in the period to 30 September 2015. That individual then traded 15,000 Eroad shares. Read more.

   Tags

   Court – criminal, Powers, Enforcement

   Type

   Page

2. 12 December 2013

   Cyprus Securities and Exchange Commission - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Cyprus Securities and Exchange Commission.

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

3. 12 December 2013

   Czech National Bank (Czech Republic) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Czech National Bank (Czech Republic).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

4. 12 December 2013

   Finanstilsynet (Denmark) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Financial Supervision Commission of Bulgaria.MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and Finanstilsynet (Denmark).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

5. 12 December 2013

   Estonian Financial Supervision Authority - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Estonian Financial Supervision Authority (Estonia).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

6. 12 December 2013

   Fjarmalaeftirlitio (Iceland) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Fjarmalaeftirlitio (Iceland).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

7. 13 December 2012

   Commissione Nazionale per le Societa e la Borsa (Italy) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Commissione Nazionale per le Societa e la Borsa (Italy).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

8. 12 December 2013

   Autorite des marches financiers (France) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Autorite des marches financiers (France)

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

9. 12 December 2013

   Hellenic Capital Market Commission (Greece) - MOU

   MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Hellenic Capital Market Commission (Greece).

   Tags

   Regulatory cooperation, FMA

   Type

   PDF, MOU

10. 12 December 2013

    Finansu un Kapitala tirgus komisija (Latvia) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finansu un Kapitala tirgus komisija (Latvia)

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

11. 12 December 2013

    Finanzmarktaufsicht Liechtenstein - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanzmarktaufsicht Liechtenstein.

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

12. 12 December 2013

    Bank of Luthuania - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Bank of Luthuania
    

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

13. 12 December 2013

    Commission de Surveillane du Secteur Financier Luxembourg - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Commission de Surveillane du Secteur Financier Luxembourg.

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

14. 12 December 2013

    European Union (EU) Competent Authorities - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the EU competent authorities.

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU

15. 12 December 2013

    Finanssivalvonta (Finland) - MOU

    MOU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities between the FMA and the Finanssivalvonta (Finland).

    Tags

    Regulatory cooperation, FMA

    Type

    PDF, MOU