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Found 2526 results. Displaying page 78 of 169

  1. 29 July 2019

    Girard Montague

    We recommend exercising caution before dealing with Girard Montague, Richard Sinclair, Richard Tan and the website https:ljwww.girard- montague.com as Girard Montague is not listed on the FSPR and is not an incorporated company in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  2. 17 April 2019

    Smart Financial Markets

    Smart Financial Markets are not registered to provide financial services in New Zealand and we have therefore formed the view that this entity bears the hallmarks of a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 11 April 2017

    Guilty plea in insider trading case

    An individual today pleaded guilty at the Auckland District Court to one charge of insider trading under section 243 Financial Markets Conduct Act - namely, being an information insider advising or encouraging another person to trade. Read more.
    Tags
    Insider trading, Media release, Cases, News & Insights, Enforcement
    Type
    Page

  7. 31 August 2022

    CTRL Investment Limited

    CTRL Investment Limited is an AML/CFT reporting entity. (Formerly MAHIFX LIMITED)
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    Page

  8. 20 December 2021

    QuantumAI

    The FMA are concerned that QuantumAI may be operating a scam. It uses fake news articles (images below) and online reviews promoting its trading platforms and claims to be endorsed by well-known public figures. It is offering financial services and financial products with unrealistically high returns via various websites.
    Tags
    Suspected scam, Scams
    Type
    Page

  9. 3 June 2021

    Trademax Global Markets (NZ) Limited

    Trademax Global Markets (NZ) Limited (formerly Carrick Just Capital Markets Limited), FSP569807, is a licensed Derivatives Issuer.
    Tags
    Derivative Issuer, Licensed entity, Roles, Business
    Type
    Page

  11. 4 September 2019

    Coinbrokerz

    We are concerned that Coinbrokerz has the hallmarks of a scam, including withholding clients' funds, requesting clients to transfer additional funds before being able to withdraw investments and requesting funds to be sent tomultiple bank accounts that do not match Coinbrokerz's name.
    Tags
    International regulator alerts, Suspected scam, Scams
    Type
    Page

  12. 9 September 2020

    COVID-19 response insights

    This information sheet will help financial services entities to understand the FMA’s approach to the COVID-19 pandemic, and consider ways to improve their own response as the crisis continues.
    Tags
    COVID-19, News & Insights
    Type
    Page

  14. 4 July 2019

    OneLife Network Limited and OneCoin Limited

    We recommend extreme caution before investing with OneLife or OneCoin as we are concerned they bear the characteristics of a scam, including withholding client funds and promising unrealistic returns.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 24 September 2020

    Thinking beyond shareholders

    Presentation by Rob Everett at the NZ Capital Markets Forum, March 2019
    Tags
    Directors, Roles, Business
    Type
    Page