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  2. 10 March 2021

    Consultation: Recognition of Australian adviser qualifications

    Consultation: Recognition of Australian adviser qualifications. When the new regime is in force, we propose to recognise that individual Australian advisers demonstrate the competence, knowledge and skill standards set by the Code if they hold certain Australian adviser qualifications, and to confirm this in a statement on our website.
    Tags
    Financial Adviser, Roles, Consultations, Business
    Type
    Page

  3. 13 November 2020

    Bitcoin Future

    We are concerned that Bitcoin Future has the hallmarks of a scam. We recommend exercising caution before dealing with this entity as it is not registered company or financial service provider in New Zealand.
    Tags
    Suspected scam, Scams
    Type
    Page

  4. 20 December 2021

    FMA warning: false and misleading claims by CapitalInvestments.com

    The website offers trading on the forex market, stock market, and crypto currency market with the ability to gain unrealistically high returns (starter plan: 10% daily for 3 days, through to mega plan: 10% return daily for 30 days).
    The website is using the registration details of a legitimate New Zealand company called ‘Capital Investments Trust Limited (1547699)’. This company has confirmed having no association with the website nor were they aware that the website was using their registration details and business name.
    An investor complained about being unable to withdraw any of his invested funds.
    Tags
    Imposter website, Suspected scam, Consumer, Scams
    Type
    Page

  5. 1 March 2022

    Investors unable to withdraw funds from EcoMarkets

    WARNING: Investors unable to withdraw funds from EcoMarkets. There are also fictitious amounts and profits being displayed on the platform. FMA warns caution.
    Tags
    Suspected scam, Investing, Consumer, Scams
    Type
    Page

  6. 22 October 2019

    Financial Markets Conduct Act (Masthead Joint Venture) Exemption Notice 2014

    This notice, which comes into force on 1 December 2014 and is revoked on 30 November 2019, exempts certain trustees from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture. - expired
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  7. 18 September 2015

    Third guilty plea entered in OPI Pacific Finance case

    A former director of OPI Pacific Finance, Craig Robert White, has pleaded guilty to misleading investors in a prosecution taken by the FMA. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page

  8. 29 September 2021

    merlingrouplimited.com

    The FMA recommends exercising caution before dealing with www.merlingrouplimited.com (the website).
    We are aware that the website is offering investment services/products using the company details, without permission, of an incorporated company in New Zealand, Merlin Group Limited. The website is not associated with nor authorised by the New Zealand company.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  9. 23 October 2019

    Financial Markets Conduct (Masthead Joint Venture) Exemption Notice 2019

    This notice, which comes into force on 22 October 2019 and is revoked on the close of 21 October 2024, exempts certain trustees of trusts that together either control, or have a potential future interest in, the Masthead Joint Venture from regulation 139 of the Financial Markets Conduct Regulations 2014 to the extent that the regulation requires event disclosures given by those trustees to have attached a full copy of the joint venture agreement that constitutes the Masthead Joint Venture.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  11. 21 August 2020

    Knight Service Group Limited and Knight Market Limited

    We are concerned that Knight Service Group and Knight Market (formerly Business Choice Partners Group Limited) and its websites www.ksgmarkets.com/index.php/En and www.knightmarketltd.com/En, may be operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  12. 25 August 2021

    Extension of Submission Deadline: Annual AML/CFT Reports 2021

    Annual AML/CFT 2021 reports – deadline extension. Due the current Alert Level 4, reporting entities might not be able to access required information to complete their Annual AML/CFT Report by 31 August 2021. The AML/CFT Supervisors have therefore agreed to change the submission deadline for this year to the 30th of September 2021.
    Tags
    AML/CFT, COVID-19, Roles, Business, News & Insights
    Type
    Page

  13. 17 December 2019

    Thompson Mergers

    The FMA recommends exercising caution before dealing with Thompson Mergers, Newcorp Capital and the website www.thompsonmergers.com.
    Tags
    Suspected scam, Scams
    Type
    Page

  15. 21 August 2015

    Guilty pleas entered in OPI Pacific Finance case

    Two former directors of OPI Pacific Finance, Mark Lawrence Lacy and Jason Robert Duncan Maywald, have pleaded guilty to two charges under the Securities Act 1978 in a prosecution commenced by the FMA in 2013. Read more.
    Tags
    Media release, Cases, News & Insights, Enforcement
    Type
    Page