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  2. 13 November 2023

    Make a protected disclosure (whistleblowing)

    If you believe there has been serious wrongdoing in relation to the financial markets by the organisation you work for, you can make a protected disclosure (whistle blowing).
    Tags
    Business, Consumer
    Type
    Page

  3. 8 April 2024

    Online Services

    Online Services is a secure portal hosted by the FMA for submitting licence applications and, regulatory and scheme information.
    Tags
    Licensing & registration, Regulatory returns, Business
    Type
    Page

  4. 30 May 2024

    Financial Advice Provider Monitoring Insights

    Findings from the FMA’s supervision activities and monitoring of Class 1 and 2 licensed financial advice providers
    Tags
    Reports and Papers, Authorised body under a FAP, Financial Advice Provider, Financial Adviser, Roles, Business, News & Insights, Nominated representatives
    Type
    Page

  5. 14 June 2024

    Financial Institutions

    A financial institution is a registered bank, licensed insurer, or licensed non-bank deposit taker (NBDT) that is in the business of providing one or more relevant services. View more about the licensing of Financial Institutions on this page.
    Tags
    Financial Institutions, Banking, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    Page

  6. 19 June 2024

    Climate-related Disclosures Regime: What you need to know

    An overview of the Climate-related Disclosures Regime and the information contained in climate statements
    Tags
    Climate related disclosure, Roles, Ethical finance, Ways to invest, Investing, Business, Consumer, Managed investment schemes, News & Insights
    Type
    Page, Guidance

  7. 14 June 2024

    Conduct of Financial Institutions (CoFI) legislation

    The Financial Markets (Conduct of Institutions) Amendment Act 2022 amends the Financial Markets Conduct Act 2013 to ensure certain financial institutions treat consumers fairly. CoFI is designed to protect consumers by putting the consumer at the forefront of institutions’ decisions and actions. Read more about the CoFI legislation on this page.
    Tags
    Banking, Conduct, Legislation, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Roles, Business
    Type
    Page

  8. 2 July 2024

    Fair Conduct Programme

    A fair conduct programme (FCP) means effective policies, processes, systems and controls that are designed to ensure the financial institution’s compliance with the fair conduct principle.
    Tags
    Banking, Conduct, Insurance Providers, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Managed Investment Schemes, Roles, Business, Managed investment schemes
    Type
    Page

  10. 3 April 2020

    www.icoinlimited.co.nz

    www.icoinlimited.co.nz is not associated with the New Zealand registered company iCoin Limited.
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  11. 6 November 2012

    Receivers and Managers appointed to Ross Asset Management

    John Fisk and David Bridgman of PwC appointed as receivers and managers, along with experienced brokers from First NZ Capital, to manage the business of David Ross and Ross Asset Management. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  12. 5 October 2020

    Investing Myth #7: 'I’m too old to start investing now'

    ‘I’m too old to start investing now’ is a myth that is debunked by Mary Holm for the FMA. Mary Holm talks about why it's never too late to start investing on this page.
    Tags
    Managed funds, KiwiSaver & Superannuation, Ways to invest, Investing, Investment basics, Consumer
    Type
    Page

  13. 15 March 2022

    Articles

    Articles from the FMA about the financial services industry and investing are published on this page
    Tags
    News, News & Insights
    Type
    Page

  14. 9 August 2011

    FMA announces appointment and reappointments to Code Committee

    The Board of the Financial Markets Authority has appointed Dimity Kingsford-Smith, a Professor of Law at the University of New South Wales, to the Code Committee for Authorised Financial Advisers for a term of three years.
    Tags
    Media release, News & Insights
    Type
    Page

  15. 27 July 2020

    FAQs about our immediate priorities during the COVID-19 response and recovery

    It's not yet known how long the pandemic will continue to impact New Zealand’s financial sector. Work on our medium-term strategic priorities is ongoing, but we recognise COVID-19 poses immediate challenges and could seriously undermine consumer confidence and damage the wider sector. We will also continue to progress the medium-term strategic activities that support our statutory objective of fair, efficient and transparent financial markets.The immediate priorities in this FAQ document relate to the foreseeable three to six month timeframe. However, we also plan to publish a corporate plan later this year outlining our key areas of focus and work programme, once there is greater certainty on the impact of COVID-19 on the financial sector. Read our FAQs here.
    Tags
    COVID-19, Regulation, Regulation updates, Business, FMA, News & Insights
    Type
    Page