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Found 2524 results. Displaying page 56 of 169

  1. 24 August 2022

    '5 mins with the FMA' podcast #2: Conduct of Financial Institutions (CoFI)

    FMA’s Director of Banking and Insurance Conduct, Clare Bolingford, talks about the Conduct of Financial Institutions (CoFI) regime in this FMA podcast.
    Tags
    Podcast, Financial Adviser, Banking, Insurance Providers, Roles, Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Managed Investment Schemes, Business, Managed investment schemes, News & Insights
    Type
    Page, Podcast

  2. 29 July 2022

    Financial reporting exemptions

    We have regulatory powers to grant financial reporting exemptions and vary public accountability designations. Our aim is to find a balance between ensuring businesses provide appropriate financial information for those who need it and minimising costs for those providing it.
    Tags
    Exemptions, Secondary legislation, Business
    Type
    Page

  5. 16 January 2024

    Insurance

    When you buy insurance products, you have certain rights and your provider has obligations to make sure you're treated fairly and those products suit your needs. The FMA monitors both insurers and the financial advisers selling insurance products to ensure they are delivering those outcomes.

    Tags
    Insurance, Life insurance, General and other insurance, Consumer
    Type
    Page

  9. 5 December 2019

    Peer-to-peer lending and crowdfunding 2019 data published

    The Financial Markets Authority (FMA) published the 3rd statistical report on peer-to-peer lending (P2P) and crowdfunding services in New Zealand.
    The annual snapshot for the year to 30 June 2019 shows increasing participation in P2P lending services and decreasing participation in crowdfunding services.
    Tags
    Media release, Crowdfunding providers, Roles, Business, News & Insights, Peer-to-peer lending service providers
    Type
    Page

  10. 8 April 2024

    Discretionary Investment Management Service (DIMS)

    To provide discretionary investment management services (DIMS) under the FMC Act you must hold a DIMS market services licence issued under the FMA Act. Find out more about the licensing, fees associated with licensing, compliance obligations and exemptions available to this role in New Zealand.
    Tags
    Compliance, Discretionary investment management scheme (DIMS), Obligations, Licensing & registration, Roles, Business
    Type
    Page

  11. 24 May 2019

    How to spot an investment scam

    FMA guide to protecting yourself from investment scammers by identifying common types of scams.
    Tags
    Investing, Article, Consumer, News & Insights, Scams
    Type
    Page

  15. 13 December 2023

    Investor Profile - Ayesha Scott 

    Ayesha Scott is the Deputy Director of Auckland Centre for Financial Research and Senior Lecturer at AUT. Together with her husband Guy, they are investing for their family’s future.
    Tags
    Article, Ways to invest, Investing, Consumer, News & Insights
    Type
    Page