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  4. 14 March 2023

    Consultation: Proposed exemptions for foreign listed issuers from climate reporting duties

    The FMA is seeking feedback on the need for, and the content of, proposed exemptions for foreign exempt issuers from climate reporting duties by 5PM, 17 April 2023.
    Tags
    Consultations, Climate related disclosure, Ethical finance, Authorised body under a FAP, Discretionary investment management scheme (DIMS), Financial Institutions, Roles, Business
    Type
    Page

  6. 18 June 2015

    Milford Asset Management Limited

    The FMA has reached an agreement with Milford to resolve the issues relating to Milford (but excluding the trader) arising from the investigation. Read more.
    Tags
    Market manipulation, Enforcement
    Type
    Page

  7. 11 August 2023

    Enforcement Activity

    Through our investigation and enforcement activities we aim to raise standards of behaviour, deter misconduct, and hold to account those whose conduct harms the fair, efficient and transparent operation of our financial markets. View our list of enforcement actions and cases on this page.
    Tags
    Cases, Enforceable action, Enforceable undertaking, Powers, Enforcement
    Type
    Page

  10. 14 June 2024

    Fair conduct programmes information for smaller firms

    This information sheet provides information and examples to help smaller Financial Institutions (FIs) establish, implement and maintain their fair conduct programme.
    Tags
    Conduct of Financial Institutions Bill (CoFI), Financial Institutions, Business
    Type
    PDF

  11. 26 June 2024

    Statement of Performance Expectations

    The FMA's Statement of Performance Expectations (SPE) is one of two documents that set out how we will measure our performance and report on the progress of that performance against our performance targets. View the 2024/25 SPE along with reports from previous years on this page.
    Tags
    Type
    Page, Corporate publications, Statement of Performance Expectations

  12. 26 June 2024

    Statement of Performance Expectations 2024 to 2025

    This SPE sets out our financial forecast for the financial year 1 July 2024 to 30 June 2025. It is prepared in line with the Crown Entities Act 2004 and should be read together with the FMA’s Statement of Intent 2024-2028
    Tags
    Type
    PDF, Corporate publications, Statement of Performance Expectations

  13. 22 November 2019

    AML/CFT Supervisory framework

    This guidance note describes the functions and powers of the three AML/CFT supervisors. These functions and powers of the supervisors are exercised in accordance with a core set of guiding principles to help achieve consistency and integrity in our supervisory approach.
    Tags
    AML/CFT, Roles, Business
    Type
    Page, Guidance

  15. 27 May 2019

    Guide to valuation ratios

    FMA guide to valuation ratios including the main ratios and multiples to consider.
    Tags
    Investing, Article, Consumer, News & Insights
    Type
    Page