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Found 2523 results. Displaying page 141 of 169

  1. 7 June 2019

    Rob Everett speaking at Transparency International- FISA launch

    FISA is a world first assessment of the integrity framework of a country’s financial system. See Rob Everett's speech transcript from the FISA launch event at the Transparency International NZ.
    Tags
    Speeches and presentations , News & Insights
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    Page

  4. 26 March 2021

    Insider trading

    How insider trading and other illegal insider conduct undermines the fairness of investment markets, and what the Financial Markets Authority does to stop it.
    Tags
    Shares, Ways to invest, Investing, Article, Consumer, News & Insights
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  5. 1 March 2023

    Investor warning: EZ Markets

    WARNING: FMA warns of suspicious article published by EZ Markets that could indicate a potential scam.
    Tags
    Derivative Issuer, Suspected scam, Roles, Business, Scams
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  8. 19 January 2023

    FMA publishes fund manager risk assessment report

    The FMA has published its Managed Investment Schemes (MIS) Sector Risk Assessment, which analyses key risks in the funds management industry at a sector level.
    Tags
    Media release, Roles, Business, Managed investment schemes, News & Insights, Supervisor
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  11. 23 September 2022

    RBNZ and FMA seeking feedback on draft FMI Standards

    RBNZ and FMA are inviting feedback on the exposure drafts of standards for financial market infrastructures (FMIs).
    Tags
    Financial market infrastructures, Media release, Roles, Business, News & Insights
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    Page

  14. 24 June 2021

    How to operate

    Getting prepared for licensing covers: who will need a licence under the new financial advice regime; the different ways to operate under the new regime, and provides an easy-to-navigate tool that will help guide you through the options if you're unsure how you wish to operate. See more.
    Tags
    New Financial Advice regime, Client money or property services provider, Financial Advice Provider, Financial Adviser, Roles, Business, Interposed persons under new financial advice regime, Nominated representatives
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  15. 28 June 2022

    FMA publishes NZX obligations annual review 2022

    Key findings of the Financial Markets Authority’s (FMA) - Te Mana Tātai Hokohoko annual NZX Market Operator Obligations Review, which reports on how well NZX is meeting the requirements for its market operator licence. The most recent report covers the period 1 January to 31 December 2021.
    Tags
    Offer disclosure for equity and debt offers, Roles, Media release, Business, Market operator, News & Insights
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