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Found 2523 results. Displaying page 137 of 169

  1. 12 December 2017

    Hanover Finance, Hanover Capital & United Finance

    These proceedings were issued under sections 55B, 55C, 55G and related sections of the Securities Act 1978. FMA has applied for compensation, declarations of civil liability, civil pecuniary penalties against each of the five directors and promoters - Mark Hotchin, Gregory Muir, Sir Tipene O'Regan, Bruce Gordon, Eric Watson and Dennis Broit. Read more.
    Tags
    Court – civil, Powers, Enforcement
    Type
    Page

  6. 5 December 2022

    Suspected scam involving IKICI

    WARNING: We are aware that a New Zealand resident was unable to recover the bitcoins they paid to IKICI for trading purposes.
    Tags
    Suspected scam, Scams
    Type
    Page

  7. 13 April 2022

    Investor alert: false claims by Finanex Limited

    Finanex Limited is falsely claiming to be authorised in New Zealand to provide financial services. Finanex Limited is not a registered financial service provider in New Zealand.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  8. 20 April 2018

    Independent Brokers LLC

    The website www.independentbrokersllc.com is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  9. 11 April 2018

    Redfield Markets Limited

    Plus Option (trading name) is not registered to provide financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  10. 21 March 2018

    Mahi-FX

    Mahi-FX is not a New Zealand registered company and are not associated with, nor an authorised representative of, MahiFX Limited.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  11. 26 July 2017

    Huang Investments Limited (Hong Kong)

    Huang Investments Limited is not registered to provide financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page

  12. 14 February 2018

    Capzone Invest Limited Trading as HQ Broker

    HQ Broker does not hold a Derivative Issuer License and is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  13. 21 June 2017

    ZB Trading Limited

    We do not recognise ZB Trading Limited and we do not authorise them to provide services in NZ or to NZ residents.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  14. 11 July 2017

    Stern Options

    Stern Options is not registered to provide financial services in New Zealand.
    Tags
    Investor warning, Unregistered business, Consumer
    Type
    Page

  15. 12 June 2017

    24Options

    24Options is not registered to offer financial services in New Zealand.
    Tags
    International regulator alerts, Scams
    Type
    Page