Back

Search results

Found 2523 results. Displaying page 134 of 169

  1. 30 September 2014

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act

    Consultation Paper: The new accountability framework - Governance under Part 4 of the FMC Act. 10 submissions were received. Many of the comments were incorporated into a guidance note, outlining our expectations for governance under Part 4 of the FMC Act.
    Tags
    FMC Act, Governance, Legislation, Consultations, Roles, Business, FMA, Managed investment schemes, Supervisor
    Type
    Page

  2. 14 May 2014

    FMA seeks comments on proposed class exemption to apply to initial public offers

    Consultation paper: FMA seeks comments on proposed class exemption to apply to initial public offers. The Financial Markets Authority (FMA) is planning to consult on a proposed class exemption for firms making initial public offers (IPOs). Read more.
    Tags
    Offer information, Consultations, Exemptions, Business
    Type
    Page

  5. 16 March 2021

    FMA Board announces Chief Executive will leave at end of 2021

    The Financial Markets Authority (FMA) Board today announced that Chief Executive Rob Everett had resigned and would leave the organisation towards the end of the year.
    Tags
    FMA executive team, Media release, FMA, News & Insights
    Type
    Page

  6. 14 July 2021

    FMA issues infringement notice to Equitise

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has issued an infringement notice to equity crowdfunding service provider Equitise Pty Ltd for failing to file financial statements by their due date.
    Tags
    Crowdfunding providers, Enforceable action, Roles, Media release, Business, News & Insights, Enforcement
    Type
    Page

  7. 7 October 2021

    FMA directs Du Val to remove misleading advertising

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko – has directed property development and investment company Du Val to remove advertising materials likely to mislead or deceive investors.
    Tags
    Roles, Offer disclosure for equity and debt offers, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  8. 10 November 2021

    Auditors respond well to challenges presented by COVID-19

    Auditors have responded well to financial reporting challenges presented by the pandemic, according to the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko Audit Quality Monitoring Report for 2020/21.
    Tags
    Roles, Auditors, COVID-19, Media release, Business, News & Insights
    Type
    Page

  9. 26 January 2022

    First ‘investment passport’ under the ARFP granted to NZ fund manager

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has approved Smartshares Limited as a passport fund under the Asia Region Funds Passport (ARFP).
    Tags
    Asia Region Funds Passport Register, Roles, Media release, Business, Managed investment schemes, News & Insights
    Type
    Page

  11. 6 May 2022

    FMA issues stop order against The One Management GP Limited

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has today confirmed it has made a stop order against The One Management GP Limited regarding an offer in relation to The One Property LP¹ (the Fund), which is only available to wholesale investors, including eligible investors.
    Tags
    Enforceable Undertaking, Roles, Media release, Business, Managed investment schemes, News & Insights, Enforcement
    Type
    Page

  12. 29 September 2014

    General Equity

    Misleading and deceptive statements.
    Tags
    Suspected scam, Scams
    Type
    Page

  13. 22 June 2016

    Andrew Robinson (SPG and SPGI) and Mark Turnock (SPGI)

    The criminal proceeding brought by FMA relates to allegations of breaches of the FR Act, FA Act and FSPR Act. The Serious Fraud Office has also laid separate charges under the Crimes Act against Mr Robinson. Mr Turnock was charged under the FR Act. Read more.
    Tags
    Cases, Crimes Act, Legislation, Business, Enforcement
    Type
    Page, Financial reporting

  14. 13 July 2017

    Anthony Norman Wilson

    Wilson admitted three charges of making a false document for pecuniary advantage and one charge of dishonestly using a document for pecuniary advantage. Read more.
    Tags
    Cases, Court – criminal, Powers, Enforcement
    Type
    Page