Back

Search results

Found 2522 results. Displaying page 14 of 169

  4. 12 December 2017

    Open letter to managers of collective investment schemes

    Open letter to managers of collective investment schemes ahead of the anti-Money laundering and Countering Financing Terrorism Act 2009.
    Tags
    AML/CFT, Roles, Reporting entities, Business
    Type
    PDF, Guidance

  5. 16 December 2021

    FMA raises red flags about Bitminerpool Limited

    Warning: We are aware that a New Zealand resident who has invested through Bitminerpool Limited is unable to withdraw the funds they invested from Bitminerpool Limited’s platform. A large amount of money is required in order to release the funds. We are concerned that Bitminerpool Limited is involved in a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  6. 22 December 2020

    Rodney McCall and Morgan Cooper Limited

    The FMA alleges Mr McCall contacted people and convinced them to ‘invest’ by transferring money into bank accounts he controlled. After incorporating a company, Morgan Cooper Limited, he further cold-called other investors to promote a foreign exchange investment service which did not exist.
    Tags
    Court – criminal, Powers, Enforcement
    Type
    Page

  7. 17 December 2021

    FMA warns Squirrel P2P Trustee Limited for historic custodian breaches

    The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko has formally warned Squirrel P2P Trustee Limited for failing to carry out certain obligations as a custodian. The entity provides a custodial service for the peer-to-peer lending service of Squirrel Money Limited.
    Tags
    Roles, Media release, Business, News & Insights, Enforcement, Peer-to-peer lending service providers
    Type
    Page

  8. 18 October 2019

    FMA issues AML/CFT warning to Circle Markets Limited

    The Financial Markets Authority (FMA) has issued a formal warning to a non-licensed derivatives issuer and forex provider, Circle Markets Limited, under the Anti-Money Laundering and Countering Financing of Terrorism Act 2009 (AML/CFT).
    Tags
    AML/CFT, Roles, Media release, Business, News & Insights
    Type
    Page

  9. 1 September 2011

    Identity verification - Code of Practice

    Customers of financial institutions and casinos can expect more stringent identity checks in the lead up to 30 June 2013 when anti-money laundering legislation comes fully into force. Businesses now have access to guidance on the standard those identity checks should meet.
    Tags
    Media release, News & Insights
    Type
    Page

  10. 1 October 2018

    Class exemptions for managing intermediaries

    Class exemptions for managing intermediaries information sheet explains the conditions for reporting entities whose customers include managing intermediaries and customers of managing intermediaries to be able to rely on the Anti-Money Laundering and Countering Financing of Terrorism (Class Exemptions) Notice 2018.
    Tags
    AML/CFT, Roles, Financial Advice Provider, Business
    Type
    Page, Guidance

  11. 5 October 2020

    Investing Myth #4: 'I'm not rich enough to invest'

    ‘I’m not rich enough to invest’ is an investing myth that is debunked by Mary Holm for the FMA. She talks to several ways that anyone can invest even if they invest small amounts.
    Tags
    Investing, Investment basics, Consumer
    Type
    Page

  12. 17 December 2020

    Sixon Investments

    We recommend that you do not send money to, or trade with, Sixon Investments or any other entities who might approach you and offer assistance in relation to this matter
    Tags
    Imposter website, Suspected scam, Scams
    Type
    Page

  14. 5 October 2016

    FMA 2016 KiwiSaver report shows growth in members and funds slowing

    Total money in KiwiSaver funds continues to grow, but at a much slower pace than the previous two years as both returns and numbers of new members decline.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  15. 1 September 2015

    KiwiSaver and beyond – turning a lump sum into a smooth income

    A survey of New Zealanders approaching retirement has found one in four people are unsure of how to manage the money in their KiwiSaver funds when they reach 65.
    Tags
    KiwiSaver & Superannuation, Media release, KiwiSaver providers, Managed investment schemes, Roles, Business, Consumer, News & Insights
    Type
    Page, Guidance