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Found 2524 results. Displaying page 128 of 169

  1. 11 September 2014

    Directors fined for not filing financial statements

    Directors Hayden George Jones and Thomas Alexander George Jones have been fined $35,000 each for breaches of the Financial Reporting Act 1993. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  3. 12 April 2012

    FMA calls for submissions on exemption reviews

    The Financial Markets Authority is seeking submissions from market participants, investors, representatives and advisers on review of 44 class exemption notices due to expire later this year.
    Tags
    Media release, News & Insights
    Type
    Page

  4. 17 December 2015

    Consultation paper: Proposed exemptions for existing property schemes

    Consultation paper: Proposed exemptions for existing property schemes. We are considering possible exemptions to address some of the issues faced by existing property schemes or syndicates in complying with certain requirements under the Financial Markets Conduct Act 2013 (FMC Act).
    Tags
    Client money or property services provider, Consultations, Exemptions, Roles, Business
    Type
    Page

  5. 13 June 2016

    FMA approves class exemptions that recognise existing regulation of overseas issuers

    We have approved a series of class exemptions for overseas issuers which allow issuers making offers to New Zealand investors to rely on the disclosure, governance, financial reporting and audit requirements of their overseas jurisdiction where their regulatory standards are equivalent to New Zealand’s.
    Tags
    Regulation updates, Business
    Type
    Page

  6. 28 February 2017

    The FMA: What to expect from your financial provider

    The Financial Markets Authority (FMA) has today published a series of pointers for customers to use when they are dealing with financial services providers.
    Tags
    Crowdfunding providers, Derivatives, Roles, Ways to invest, Investing, Media release, Business, Consumer, News & Insights
    Type
    Page

  7. 19 July 2017

    FMA confirms KiwiSaver fees methodology

    The FMA has confirmed the methodology KiwiSaver scheme providers must use when calculating the dollar amount of fees paid by KiwiSaver investors for annual statements. The FMA wants to ensure providers are calculating fees accurately without burdening them with unnecessary costs and ensuring they have time to comply.
    Tags
    KiwiSaver providers, Media release, Managed investment schemes, Roles, Business, News & Insights
    Type
    Page

  8. 20 October 2021

    Suspected scam involving persons purporting to be from the Financial Markets Authority

    Warning: The Financial Markets Authority (FMA) is aware of an individual cold calling New Zealand residents, purporting to be from Paytrust/Pay Trust and investigating a transaction on behalf of the FMA. The FMA does not make unsolicited outbound calls of this nature to members of the public. The FMA recommends anyone who receives unexpected contact in these circumstances hang up immediately.
    Tags
    Suspected scam, Consumer, Scams
    Type
    Page

  9. 14 December 2021

    Website scam warning for blackwood-investment.com

    WARNING: We are aware that representatives from the blackwood-investment.com website have cold-called New Zealand investors offering fictitious pre-IPO shares. We believe they are impersonating a registered Hong Kong company, Blackwood Investment Limited. blackwood-investment.com is operating a scam.
    Tags
    Suspected scam, Scams
    Type
    Page

  10. 5 December 2013

    FMA releases stakeholder feedback report

    The Financial Markets Authority (FMA) has released the findings of the 2013 FMA stakeholder feedback report.
    Tags
    Media release, News & Insights
    Type
    Page

  11. 13 June 2013

    Charges laid today against David Ross

    Charges laid in the Wellington District Court against David Robert Gilmour Ross. The charges laid by the Serious Fraud Office (SFO) allege he operated a $400 million Ponzi scheme. They follow a joint agency investigation between SFO and the FMA. Read more.
    Tags
    Media release, News & Insights, Enforcement
    Type
    Page

  13. 5 April 2012

    FMA publishes revised draft guidance on effective disclosure

    The Financial Markets Authority has published their revised draft guidance note for issuers, directors and advisers on preparation of effective disclosure documents.
    Tags
    Media release, News & Insights
    Type
    Page, Guidance

  14. 25 August 2011

    FMA begins adviser monitoring visits

    FMA will next week begin making visits to Authorised Financial Advisers (AFAs) as it steps up its monitoring activities under the Financial Advisers Act.

    Tags
    Media release, News & Insights
    Type
    Page